Ascent Solar Technologies, Inc. (ASTI) Ownership

NASDAQ: ASTITop holders, insider trades and short interest.

ASTI ownership summary

as of October 17, 2026
Institutions
25.9%
of shares outstanding
Insiders
0.28%
of shares outstanding
Shares outstanding
9.8M
Float
9.3M
shares available to trade
Short interest
8.64%
845K shares short
Days to cover
3.02
short interest down 6.2% vs prior month
  • Institutions 25.87%
  • Insiders 0.28%
  • Other investors 73.85%

ASTI top institutional holders

20 largest
Ascent Solar Technologies, Inc. top institutional holders
#Holder% of sharesSharesValueChangeReported
1Vanguard Capital Management, LLC3.90%383K$707,878+293,665 (+330.1%)June 30, 2026
2Soviero Asset Management, LP3.77%370K$684,500+370,000 (0.0%)June 30, 2026
3Jane Street Group LLC3.47%340K$629,363+324,936 (+2,129.3%)June 30, 2026
4DnB NOR Asset Management (Asia)2.70%265K$490,916+265,360 (0.0%)June 30, 2026
5UBS Group AG1.22%120K$221,364−28,696 (−19.3%)June 30, 2026
6Geode Capital Management, LLC1.10%108K$200,634+29,329 (+37.1%)June 30, 2026
7Morgan Stanley - Brokerage Accounts0.70%69K$126,788+66,034 (+2,641.4%)June 30, 2026
8BlackRock Inc0.66%65K$120,145+57,902 (+822.4%)June 30, 2026
9Vanguard Fiduciary Trust Co0.53%52K$96,592+6,822 (+15.0%)June 30, 2026
10State Street Corp0.53%52K$96,085+28,900 (+125.4%)June 30, 2026
11Two Sigma Investments LLC0.36%35K$64,855+35,057 (0.0%)June 30, 2026
12Goss Wealth Management LLC0.29%28K$51,948+28,080 (0.0%)June 30, 2026
13Cetera Investment Advisers0.25%25K$45,789−250 (−1.0%)June 30, 2026
14Northern Trust Corp0.20%20K$36,760+1,203 (+6.4%)June 30, 2026
15XTX Topco Ltd0.15%15K$27,652+14,947 (0.0%)June 30, 2026
16Engineers Gate Manager LP0.15%15K$27,023+3,149 (+27.5%)June 30, 2026
17Citigroup Inc0.13%13K$23,802+12,866 (0.0%)June 30, 2026
18TRANSCEND WEALTH COLLECTIVE, LLC0.11%11K$19,702+650 (+6.5%)June 30, 2026
19Virtu Financial LLC0.11%10K$19,105+10,327 (0.0%)June 30, 2026
20United Advisor Group LLC0.10%10K$18,500−25,000 (−71.4%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 17 holders added 1.5M shares and 3 cut 54K.

ASTI top mutual fund and ETF holders

11 largest
Ascent Solar Technologies, Inc. top fund holders
#Holder% of sharesSharesValueChangeReported
1DNB Fund Disrpt Opps A EUR Acc3.45%339K$626,956+36,163 (+11.9%)August 31, 2026
2Vanguard MStar Total Stk Mkt Idx Invest2.56%252K$465,504—August 31, 2026
3Fidelity Extended Market Index0.55%54K$99,225+11,865 (+28.4%)August 31, 2026
4iShares Micro-Cap ETF0.35%34K$62,695−234 (−0.7%)September 30, 2026
5Fidelity Series Total Market Index0.18%18K$32,941—August 31, 2026
6Fidelity Total Market Index0.16%16K$29,052+185 (+1.2%)August 31, 2026
7Vanguard MStar Inst Ttl StkMktIdxInstlPl0.07%6,510$12,044—August 31, 2026
8Vanguard U.S. Eq Idx £ Acc0.05%4,679$8,656—August 31, 2026
9Vanguard Balanced Index Inv0.03%3,290$6,086—August 31, 2026
101290 VT Micro Cap K0.02%2,052$3,796—August 31, 2026
11JHVIT Total Stock Market Index I<0.01%200$370—August 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

ASTI insider transactions

latest 6
Ascent Solar Technologies, Inc. insider transactions
DateNameTransactionPriceSharesValue
2024-07-02David Theodore Peterson JrBuy$9.00660$5,940
2024-04-12Paul P WarleyBuy$12.00150$1,800
2023-11-01Reynolds T ForrestBuy$85.0035$2,975
2023-10-24Reynolds T ForrestBuy$114.0026$2,964
2023-09-28Gregory C ThompsonBuy$288.00173$49,824
2023-09-28Paul P WarleyBuy$288.00347$99,936

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

ASTI shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns ASTI

Institutional investors own 25.9% of Ascent Solar Technologies's shares and insiders 0.28%. The largest holder is Vanguard Capital Management, LLC with 3.90% of the shares (383K), as of June 30, 2026. Among the top 20 institutions, 17 added shares and 3 reduced their stake in the latest filings. Short interest is 8.64% of the float, or 3.02 days of average trading volume. The share count rose 851,833.3% since 2013.

Related: ASTI analyst forecast, ASTI key metrics. See the ASTI stock overview for the latest quote and news.

ASTI ownership FAQ

Who owns the most Ascent Solar Technologies stock?

The largest shareholders of Ascent Solar Technologies are Vanguard Capital Management, LLC (3.90%), Soviero Asset Management, LP (3.77%), Jane Street Group LLC (3.47%), DnB NOR Asset Management (Asia) (2.70%), UBS Group AG (1.22%).

What percentage of Ascent Solar Technologies is owned by institutions?

Institutions hold 25.9% of Ascent Solar Technologies's shares outstanding; insiders hold 0.28%.

Which funds own Ascent Solar Technologies?

The largest fund holders of Ascent Solar Technologies are DNB Fund Disrpt Opps A EUR Acc (3.45%), Vanguard MStar Total Stk Mkt Idx Invest (2.56%), Fidelity Extended Market Index (0.55%), iShares Micro-Cap ETF (0.35%), Fidelity Series Total Market Index (0.18%).

What is Ascent Solar Technologies's short interest?

845K shares of Ascent Solar Technologies were sold short, 8.64% of the float; at the average daily volume it would take 3.02 days to cover.

Are insiders buying or selling Ascent Solar Technologies?

Of the latest 6 reported insider transactions in Ascent Solar Technologies (since September 28, 2023), 6 were purchases and 0 were sales.

How many shares of Ascent Solar Technologies are outstanding?

Ascent Solar Technologies has 9.8M shares outstanding, of which 9.3M are in the public float.

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