Smith Micro Software, Inc. (SMSI) Ownership

NASDAQ: SMSITop holders, insider trades and short interest.

SMSI ownership summary

as of October 18, 2026
Institutions
9.4%
of shares outstanding
Insiders
23.72%
of shares outstanding
Shares outstanding
5.6M
Float
4.2M
shares available to trade
Short interest
2.27%
97K shares short
Days to cover
5.28
short interest down 1.9% vs prior month
  • Institutions 9.36%
  • Insiders 23.72%
  • Other investors 66.92%

SMSI top institutional holders

20 largest
Smith Micro Software, Inc. top institutional holders
#Holder% of sharesSharesValueChangeReported
1Vanguard Capital Management, LLC2.39%133K$316,208+71,999 (+117.2%)June 30, 2026
2Pacific Ridge Capital Partners, LLC1.86%104K$246,824+185 (+0.2%)June 30, 2026
3Geode Capital Management, LLC0.73%41K$96,663−31,810 (−43.8%)June 30, 2026
4HRT FINANCIAL LLC0.52%29K$69,536+29,340 (0.0%)June 30, 2026
5UBS Group AG0.50%28K$66,450+26,040 (+1,303.3%)June 30, 2026
6Citadel Advisors Llc0.44%25K$58,617+24,733 (0.0%)June 30, 2026
7Renaissance Technologies Corp0.42%24K$55,991+296 (+1.3%)June 30, 2026
8Vanguard Fiduciary Trust Co0.31%17K$41,167−1 (−0.0%)June 30, 2026
9Virtu Financial LLC0.28%16K$37,211+13,235 (+536.7%)June 30, 2026
10BlackRock Inc0.16%9,063$21,479−1 (−0.0%)June 30, 2026
11Morgan Stanley - Brokerage Accounts0.11%6,126$14,519+6,124 (+306,200.0%)June 30, 2026
12Wells Fargo & Co0.04%2,148$5,091−1 (−0.0%)June 30, 2026
13Tower Research Capital LLC0.02%1,328$3,147+1,328 (0.0%)June 30, 2026
14Vanguard Global Advisers, LLC0.01%505$1,197+1 (+0.2%)June 30, 2026
15Group One Trading, LLC<0.01%54$128−840 (−94.0%)June 30, 2026
16Advisor Group Holdings, Inc.<0.01%8$19−1 (−11.1%)June 30, 2026
17New England Capital Financial Advisors LLC<0.01%6$14—June 30, 2026
18JPMorgan Chase & Co<0.01%3$7+1 (+50.0%)June 30, 2026
19State Street Corp0.00%——−5,084 (−100.0%)June 30, 2026
20Acadian Asset Management LLC0.00%——−2 (−100.0%)March 31, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 11 holders added 173K shares and 8 cut 38K.

SMSI top mutual fund and ETF holders

12 largest
Smith Micro Software, Inc. top fund holders
#Holder% of sharesSharesValueChangeReported
1Vanguard MStar Total Stk Mkt Idx Invest1.65%92K$218,023—August 31, 2026
2Adara Smaller Companies0.74%41K$97,687—August 31, 2026
3Fidelity Extended Market Index0.37%21K$48,782−111 (−0.5%)August 31, 2026
4Fidelity Total Market Index0.13%7,532$17,851—August 31, 2026
5Fidelity Series Total Market Index0.09%4,889$11,587—August 31, 2026
6Dimensional US Sustainability Core 1 ETF0.07%3,675$8,710—September 30, 2026
7Dimensional US Core Equity 2 ETF0.06%3,118$7,390—September 30, 2026
8DFA US Vector Equity I0.03%1,654$3,920—August 31, 2026
9Dimensional US Core Equity 1 ETF0.03%1,419$3,363—September 24, 2026
10DFA US Social Core Equity 2 Portfolio0.02%1,051$2,491+1,051 (0.0%)August 31, 2026
11Vanguard U.S. Eq Idx £ Acc0.01%505$1,197—August 31, 2026
12Guggenheim Active Allocation Fund<0.01%68$161+34 (+100.0%)May 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

SMSI insider transactions

latest 2
Smith Micro Software, Inc. insider transactions
DateNameTransactionPriceSharesValue
2025-12-11William W Smith JrSell$0.5836,597$21,226
2025-12-10William W Smith JrSell$0.6038,697$23,218

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

SMSI shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns SMSI

Institutional investors own 9.4% of Smith Micro Software's shares and insiders 23.72%. The largest holder is Vanguard Capital Management, LLC with 2.39% of the shares (133K), as of June 30, 2026. Among the top 20 institutions, 11 added shares and 8 reduced their stake in the latest filings. Short interest is 2.27% of the float, or 5.28 days of average trading volume. The share count rose 1,594.3% since 2014.

Related: SMSI analyst forecast, SMSI key metrics. See the SMSI stock overview for the latest quote and news.

SMSI ownership FAQ

Who owns the most Smith Micro Software stock?

The largest shareholders of Smith Micro Software are Vanguard Capital Management, LLC (2.39%), Pacific Ridge Capital Partners, LLC (1.86%), Geode Capital Management, LLC (0.73%), HRT FINANCIAL LLC (0.52%), UBS Group AG (0.50%).

What percentage of Smith Micro Software is owned by institutions?

Institutions hold 9.4% of Smith Micro Software's shares outstanding; insiders hold 23.72%.

Which funds own Smith Micro Software?

The largest fund holders of Smith Micro Software are Vanguard MStar Total Stk Mkt Idx Invest (1.65%), Adara Smaller Companies (0.74%), Fidelity Extended Market Index (0.37%), Fidelity Total Market Index (0.13%), Fidelity Series Total Market Index (0.09%).

What is Smith Micro Software's short interest?

97K shares of Smith Micro Software were sold short, 2.27% of the float; at the average daily volume it would take 5.28 days to cover.

Are insiders buying or selling Smith Micro Software?

Of the latest 2 reported insider transactions in Smith Micro Software (since December 10, 2025), 0 were purchases and 2 were sales.

How many shares of Smith Micro Software are outstanding?

Smith Micro Software has 5.6M shares outstanding, of which 4.2M are in the public float.

Software - Application: ownership