Rocket Pharmaceuticals, Inc. (RCKT) Ownership

NASDAQ: RCKTTop holders, insider trades and short interest.

RCKT ownership summary

as of October 17, 2026
Institutions
91.8%
of shares outstanding
Insiders
3.18%
of shares outstanding
Shares outstanding
109.8M
Float
87.6M
shares available to trade
Short interest
16.80%
15.0M shares short
Days to cover
8.45
short interest up 1.4% vs prior month
  • Institutions 91.82%
  • Insiders 3.18%
  • Other investors 5.00%

RCKT top institutional holders

20 largest
Rocket Pharmaceuticals, Inc. top institutional holders
#Holder% of sharesSharesValueChangeReported
1RTW INVESTMENTS, LLC16.11%17.7M$38.6M—June 30, 2026
2BlackRock Inc9.04%9.9M$21.6M+2.1M (+26.7%)June 30, 2026
3Vanguard Portfolio Management, LLC5.29%5.8M$12.7M+1.1M (+23.9%)June 30, 2026
4Citigroup Inc4.43%4.9M$10.6M−242,157 (−4.7%)June 30, 2026
5Marshall Wace Asset Management Ltd3.67%4.0M$8.8M+990,547 (+32.6%)June 30, 2026
6Millennium Management LLC3.64%4.0M$8.7M+882,220 (+28.3%)June 30, 2026
7Newtyn Management LLC3.64%4.0M$8.7M+834,100 (+26.3%)June 30, 2026
8Maverick Capital Ltd3.57%3.9M$8.6M+356,591 (+10.0%)June 30, 2026
9Vanguard Capital Management, LLC3.45%3.8M$8.2M+8,651 (+0.2%)June 30, 2026
10AQR Capital Management LLC3.08%3.4M$7.4M+316,232 (+10.3%)June 30, 2026
11The Goldman Sachs Group Inc2.58%2.8M$6.2M+1.1M (+64.6%)June 30, 2026
12Monaco Asset Management2.26%2.5M$5.4M+422,165 (+20.5%)June 30, 2026
13Geode Capital Management, LLC2.16%2.4M$5.2M+181,473 (+8.3%)June 30, 2026
14Federated Hermes Inc2.10%2.3M$5.0M+1.3M (+125.1%)June 30, 2026
15JPMorgan Chase & Co1.81%2.0M$4.3M+1.2M (+149.7%)June 30, 2026
16Jacobs Levy Equity Management, Inc.1.80%2.0M$4.3M+1.6M (+374.1%)June 30, 2026
17State Street Corp1.66%1.8M$4.0M−2.7M (−59.4%)June 30, 2026
18Dimensional Fund Advisors, Inc.1.03%1.1M$2.5M+837,236 (+290.4%)June 30, 2026
19Morgan Stanley - Brokerage Accounts0.97%1.1M$2.3M−957,586 (−47.4%)June 30, 2026
20Opaleye Management Inc0.91%1.0M$2.2M+45,000 (+4.7%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 16 holders added 13.2M shares and 3 cut 3.9M.

RCKT top mutual fund and ETF holders

20 largest
Rocket Pharmaceuticals, Inc. top fund holders
#Holder% of sharesSharesValueChangeReported
1Vanguard MStar Total Stk Mkt Idx Invest2.46%2.7M$5.9M—August 31, 2026
2RTW Biotech Opportunities Ord2.33%2.6M$5.6M−11,091 (−0.4%)December 31, 2025
3iShares Russell 2000 ETF2.17%2.4M$5.2M−27,456 (−1.1%)September 30, 2026
4Vanguard Strategic Equity Inv1.55%1.7M$3.7M+526,892 (+45.0%)June 30, 2026
5Vanguard Explorer Inv1.48%1.6M$3.5M+403,998 (+33.1%)June 30, 2026
6Federated Hermes MDT Small Cap Core IS0.95%1.0M$2.3M+690,676 (+198.9%)June 30, 2026
7Fidelity Small Cap Index0.90%985K$2.1M+2,330 (+0.2%)July 31, 2026
8BlackRock Advantage Small Cap Core Instl0.90%983K$2.1M+55,696 (+6.0%)August 31, 2026
9Fidelity Enhanced Small Cap Core ETF0.88%967K$2.1M+2,028 (+0.2%)September 30, 2026
10abrdn Life Sciences Investors0.84%925K$2.0M+321,903 (+53.4%)August 31, 2026
11Vanguard Strategic Small-Cap Equity Inv0.82%899K$2.0M−106,700 (−10.6%)June 30, 2026
12iShares Russell 2000 Value ETF0.77%849K$1.9M+1,288 (+0.2%)September 30, 2026
13iShares Biotechnology ETF0.76%836K$1.8M−6,336 (−0.8%)September 30, 2026
14Bridge Builder Small/Mid Cap Value0.69%760K$1.7M+725,746 (+2,142.7%)September 30, 2026
15HBM Healthcare Investments AG Ord0.62%676K$1.5M—June 30, 2026
16Vanguard Russell 2000 ETF0.47%518K$1.1M+10,320 (+2.0%)August 31, 2026
17Fidelity Extended Market Index0.43%477K$1.0M−2,565 (−0.5%)August 31, 2026
18Schwab US Small-Cap ETF™0.41%453K$987,486+306 (+0.1%)September 30, 2026
19Federated Hermes MDT Small Cap Growth IS0.39%433K$942,996+203,542 (+88.9%)June 30, 2026
20JPM Thmtcs Gentc Thrps C2 dist USD0.36%396K$862,458+4,438 (+1.1%)August 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

RCKT insider transactions

latest 16
Rocket Pharmaceuticals, Inc. insider transactions
DateNameTransactionPriceSharesValue
2026-02-18John MilitelloSell$3.341,157$3,864
2026-02-13Gaurav ShahSell$3.3112,279$40,643
2026-02-13John MilitelloSell$3.313,726$12,333
2026-02-13Martin WilsonSell$3.3112,253$40,557
2025-10-14John MilitelloSell$3.9628,918$114,515
2025-08-27Elisabeth BjorkBuy$3.4110,000$34,100
2025-08-19John MilitelloSell$3.00361$1,083
2025-08-19Jonathan David SchwartzSell$3.00805$2,415
2025-08-19Martin WilsonSell$3.00588$1,764
2025-08-18John MilitelloSell$3.06699$2,139
2025-08-18Jonathan David SchwartzSell$3.061,680$5,141
2025-08-18Martin WilsonSell$3.061,004$3,072
2025-08-14John MilitelloSell$3.027,043$21,270
2025-08-14Jonathan David SchwartzSell$3.0211,161$33,706
2025-08-14Martin WilsonSell$3.0212,109$36,569
2025-07-03Aaron OndreySell$2.881,477$4,254

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

RCKT shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns RCKT

Institutional investors own 91.8% of Rocket Pharmaceuticals's shares and insiders 3.18%. The largest holder is RTW INVESTMENTS, LLC with 16.11% of the shares (17.7M), as of June 30, 2026. Among the top 20 institutions, 16 added shares and 3 reduced their stake in the latest filings. Short interest is 16.80% of the float, or 8.45 days of average trading volume. The share count rose 5,182.8% since 2014.

Related: RCKT analyst forecast, RCKT key metrics. See the RCKT stock overview for the latest quote and news.

RCKT ownership FAQ

Who owns the most Rocket Pharmaceuticals stock?

The largest shareholders of Rocket Pharmaceuticals are RTW INVESTMENTS, LLC (16.11%), BlackRock Inc (9.04%), Vanguard Portfolio Management, LLC (5.29%), Citigroup Inc (4.43%), Marshall Wace Asset Management Ltd (3.67%).

What percentage of Rocket Pharmaceuticals is owned by institutions?

Institutions hold 91.8% of Rocket Pharmaceuticals's shares outstanding; insiders hold 3.18%.

Which funds own Rocket Pharmaceuticals?

The largest fund holders of Rocket Pharmaceuticals are Vanguard MStar Total Stk Mkt Idx Invest (2.46%), RTW Biotech Opportunities Ord (2.33%), iShares Russell 2000 ETF (2.17%), Vanguard Strategic Equity Inv (1.55%), Vanguard Explorer Inv (1.48%).

What is Rocket Pharmaceuticals's short interest?

15.0M shares of Rocket Pharmaceuticals were sold short, 16.80% of the float; at the average daily volume it would take 8.45 days to cover.

Are insiders buying or selling Rocket Pharmaceuticals?

Of the latest 16 reported insider transactions in Rocket Pharmaceuticals (since July 3, 2025), 1 were purchases and 15 were sales.

How many shares of Rocket Pharmaceuticals are outstanding?

Rocket Pharmaceuticals has 109.8M shares outstanding, of which 87.6M are in the public float.

Biotechnology: ownership