Horizon Technology Finance Corporation (HRZN) Ownership

NASDAQ: HRZNTop holders, insider trades and short interest.

HRZN ownership summary

as of October 18, 2026
Institutions
12.5%
of shares outstanding
Insiders
0.30%
of shares outstanding
Shares outstanding
67.0M
Float
0
shares available to trade
Short interest
4.01%
2.7M shares short
Days to cover
4.79
short interest down 9.7% vs prior month
  • Institutions 12.48%
  • Insiders 0.30%
  • Other investors 87.22%

HRZN top institutional holders

20 largest
Horizon Technology Finance Corporation top institutional holders
#Holder% of sharesSharesValueChangeReported
1Morgan Stanley - Brokerage Accounts1.57%1.1M$4.5M+46,726 (+4.6%)June 30, 2026
2Bulldog Investors, LLC0.98%659K$2.8M−250,357 (−27.5%)June 30, 2026
3Marshall Wace Asset Management Ltd0.88%592K$2.5M+420,469 (+244.8%)June 30, 2026
4Caprock Group Inc0.68%454K$1.9M+20,671 (+4.8%)June 30, 2026
5Green Alpha Advisors, LLC0.58%387K$1.7M−43,132 (−10.0%)September 30, 2026
6Legal & General Group PLC0.58%386K$1.7M+57,556 (+17.5%)June 30, 2026
7Eagle Point Credit Management LLC0.55%366K$1.6M—June 30, 2026
8Virtus Investment Advisors (VIA)0.38%252K$1.1M+49,604 (+24.5%)June 30, 2026
9Blair William & Co0.36%239K$1.0M+239,073 (0.0%)June 30, 2026
10Bank of America Corp0.34%226K$968,390+154,448 (+216.7%)June 30, 2026
11CAZ Investments LP0.32%217K$932,045+76,230 (+54.1%)June 30, 2026
12Connecticut Wealth Management, LLC0.32%216K$924,577+1,010 (+0.5%)September 30, 2026
13UBS Group AG0.29%195K$838,549−26,191 (−11.8%)June 30, 2026
14BlackRock Inc0.27%181K$776,070−81,466 (−31.1%)June 30, 2026
15SRS Capital Advisors Inc0.19%126K$541,848+48,821 (+63.0%)June 30, 2026
16Apollon Wealth Management, LLC0.19%126K$541,381+126,196 (0.0%)June 30, 2026
17Lafleur & Godfrey, Inc.0.17%115K$491,317−620 (−0.5%)June 30, 2026
18UMB Bank NA0.16%107K$461,046+107,470 (0.0%)June 30, 2026
19The Colony Group LLC0.15%101K$431,544−22,649 (−18.4%)June 30, 2026
20AQR Capital Management LLC0.14%91K$391,969+58,350 (+176.7%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 13 holders added 1.4M shares and 6 cut 424K.

HRZN top mutual fund and ETF holders

9 largest
Horizon Technology Finance Corporation top fund holders
#Holder% of sharesSharesValueChangeReported
1High Income Securities0.46%308K$1.3M−3,891 (−1.2%)May 31, 2026
2iShares Listed Private Eq ETF USD Dist0.35%234K$1.0M—September 30, 2026
3Virtus Private Credit ETF0.27%183K$786,919—September 30, 2026
4FID DC L&G Diversified Fund0.14%92K$394,457+20,184 (+28.1%)August 31, 2026
5FID DC L&G Retirement Income MA Fund0.04%24K$104,642+8,090 (+49.6%)September 30, 2026
6EP Private Capital Fund I0.01%7,184$30,819—June 30, 2026
7Eagle Point Defensive Income Trust I<0.01%3,198$13,719—June 30, 2026
8Eagle Point Enhanced Income I<0.01%1,770$7,593—June 30, 2026
9FID DC L&G Multi Asset Fund<0.01%926$3,973+33 (+3.7%)June 30, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

HRZN insider transactions

latest 3
Horizon Technology Finance Corporation insider transactions
DateNameTransactionPriceSharesValue
2024-12-16Michael BalkinBuy$8.5320,000$170,600
2024-11-25Gerald A MichaudBuy$9.318,000$74,480
2024-03-08Gerald A MichaudBuy$11.773,650$42,960

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

HRZN shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns HRZN

Institutional investors own 12.5% of Horizon Technology Finance's shares and insiders 0.30%. The largest holder is Morgan Stanley - Brokerage Accounts with 1.57% of the shares (1.1M), as of June 30, 2026. Among the top 20 institutions, 13 added shares and 6 reduced their stake in the latest filings. Short interest is 4.01% of the float, or 4.79 days of average trading volume. The share count rose 339.9% since 2014.

Related: HRZN analyst forecast, HRZN key metrics, HRZN dividend history. See the HRZN stock overview for the latest quote and news.

HRZN ownership FAQ

Who owns the most Horizon Technology Finance stock?

The largest shareholders of Horizon Technology Finance are Morgan Stanley - Brokerage Accounts (1.57%), Bulldog Investors, LLC (0.98%), Marshall Wace Asset Management Ltd (0.88%), Caprock Group Inc (0.68%), Green Alpha Advisors, LLC (0.58%).

What percentage of Horizon Technology Finance is owned by institutions?

Institutions hold 12.5% of Horizon Technology Finance's shares outstanding; insiders hold 0.30%.

Which funds own Horizon Technology Finance?

The largest fund holders of Horizon Technology Finance are High Income Securities (0.46%), iShares Listed Private Eq ETF USD Dist (0.35%), Virtus Private Credit ETF (0.27%), FID DC L&G Diversified Fund (0.14%), FID DC L&G Retirement Income MA Fund (0.04%).

What is Horizon Technology Finance's short interest?

2.7M shares of Horizon Technology Finance were sold short, 4.01% of the float; at the average daily volume it would take 4.79 days to cover.

Are insiders buying or selling Horizon Technology Finance?

Of the latest 3 reported insider transactions in Horizon Technology Finance (since March 8, 2024), 3 were purchases and 0 were sales.

How many shares of Horizon Technology Finance are outstanding?

Horizon Technology Finance has 67.0M shares outstanding, of which an unreported number are in the public float.

Asset Management: ownership