Axsome Therapeutics, Inc. (AXSM) Ownership

NASDAQ: AXSMTop holders, insider trades and short interest.

AXSM ownership summary

as of October 17, 2026
Institutions
74.3%
of shares outstanding
Insiders
15.08%
of shares outstanding
Shares outstanding
52.4M
Float
44.5M
shares available to trade
Short interest
9.79%
3.3M shares short
Days to cover
4.80
short interest up 5.3% vs prior month
  • Institutions 74.31%
  • Insiders 15.08%
  • Other investors 10.61%

AXSM top institutional holders

20 largest
Axsome Therapeutics, Inc. top institutional holders
#Holder% of sharesSharesValueChangeReported
1BlackRock Inc5.93%3.1M$487.7M−809,136 (−20.7%)June 30, 2026
2Vanguard Portfolio Management, LLC3.79%2.0M$311.7M−74,656 (−3.6%)June 30, 2026
3Vanguard Capital Management, LLC3.75%2.0M$308.8M+27,334 (+1.4%)June 30, 2026
4Amvescap Plc.3.19%1.7M$262.7M+374,006 (+28.8%)June 30, 2026
5FMR Inc2.94%1.5M$241.9M−27,832 (−1.8%)June 30, 2026
6Geode Capital Management, LLC1.85%967K$152.0M−195,809 (−16.8%)June 30, 2026
7Assenagon Asset Management SA1.74%909K$142.9M+43,406 (+5.0%)June 30, 2026
8Morgan Stanley - Brokerage Accounts1.54%804K$126.4M+327,381 (+68.7%)June 30, 2026
9State Street Corp1.50%786K$123.5M−201,148 (−20.4%)June 30, 2026
10Deep Track Capital, LP1.34%700K$110.0M−400,000 (−36.4%)June 30, 2026
11Two Sigma Investments LLC1.28%669K$105.2M+346,700 (+107.4%)June 30, 2026
12Franklin Templeton Inc1.28%668K$105.0M+229,883 (+52.4%)June 30, 2026
13Wellington Management Company LLP1.25%654K$102.8M−491,386 (−42.9%)June 30, 2026
14Alethea Capital Management, LLC1.24%649K$101.9M−358 (−0.1%)June 30, 2026
15T. Rowe Price Associates, Inc.1.23%643K$101.0M−674,166 (−51.2%)June 30, 2026
16D. E. Shaw & Co LP1.15%605K$95.0M+1,288 (+0.2%)June 30, 2026
17Millennium Management LLC1.06%556K$87.4M+535,330 (+2,578.9%)June 30, 2026
18Delaware Management Holdings Inc1.03%539K$84.8M−273,402 (−33.6%)June 30, 2026
19NORGES BANK0.98%514K$80.8M+18,810 (+3.8%)June 30, 2026
20First Trust Advisors L.P.0.92%482K$75.8M−95,418 (−16.5%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 9 holders added 1.9M shares and 11 cut 3.2M.

AXSM top mutual fund and ETF holders

20 largest
Axsome Therapeutics, Inc. top fund holders
#Holder% of sharesSharesValueChangeReported
1Vanguard MStar Total Stk Mkt Idx Invest2.66%1.4M$218.7M−1,702 (−0.1%)August 31, 2026
2Vanguard Small Cap Index1.92%1.0M$158.2M+1,456 (+0.1%)August 31, 2026
3Vanguard MStar Small Cap Growth Indx Inv1.10%578K$90.8M−4,167 (−0.7%)August 31, 2026
4Invesco Discovery A1.02%535K$84.1M+44,189 (+9.0%)August 31, 2026
5Vanguard Explorer Inv0.97%506K$79.5M+140,571 (+38.5%)June 30, 2026
6First Trust NYSE Arca Biotech ETF0.74%387K$60.9M—September 30, 2026
7iShares Biotechnology ETF0.66%344K$54.0M−2,600 (−0.8%)September 30, 2026
8Franklin DynaTech A0.60%312K$49.0M+12,116 (+4.0%)August 31, 2026
9Fidelity Select Biotechnology0.54%284K$44.7M—August 31, 2026
10Eventide Gilead N0.49%257K$40.4M−98,600 (−27.7%)June 30, 2026
11Pictet-Biotech P USD0.47%246K$38.7M−997 (−0.4%)June 30, 2026
12iShares Russell Mid-Cap Growth ETF0.46%243K$38.2M−261 (−0.1%)September 30, 2026
13Schwab US Small-Cap ETF™0.45%234K$36.8M+153 (+0.1%)September 30, 2026
14Nomura Small Cap Core I0.44%229K$35.9M—August 31, 2026
15MEDICAL BioHealth EUR Acc0.41%217K$34.1M+70,654 (+48.2%)August 31, 2026
16Fidelity Extended Market Index0.40%210K$33.0M−1,952 (−0.9%)August 31, 2026
17Putnam Small Cap Growth A0.39%206K$32.4M−6,072 (−2.9%)August 31, 2026
18Hood River Small-Cap Growth Instl0.36%190K$29.8M—June 30, 2026
19iShares Russell Mid-Cap ETF0.34%178K$28.0M+323 (+0.2%)September 30, 2026
20Fidelity Small Cap Growth0.33%173K$27.1M—July 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

AXSM insider transactions

latest 20
Axsome Therapeutics, Inc. insider transactions
DateNameTransactionPriceSharesValue
2026-04-22Ari MaizelSell$182.427,500$1.4M
2026-02-26Mark ColemanSell$161.1125,000$4.0M
2026-02-26Mark L JacobsonSell$161.8835,378$5.7M
2026-02-02Herriot TabuteauSell$185.6032,410$6.0M
2026-01-22Nick PizzieSell$187.9212,000$2.3M
2026-01-21Ari MaizelSell$184.447,500$1.4M
2026-01-07Herriot TabuteauSell$170.3831,261$5.3M
2026-01-06Herriot TabuteauSell$172.3329,450$5.1M
2026-01-05Herriot TabuteauSell$171.2878,703$13.5M
2025-12-31Mark E SaadSell$165.1837,577$6.2M
2025-12-04Herriot TabuteauSell$148.1810,558$1.6M
2025-12-03Herriot TabuteauSell$146.9420,163$3.0M
2025-12-02Herriot TabuteauSell$144.5949,252$7.1M
2025-11-05Herriot TabuteauSell$134.4921,775$2.9M
2025-11-04Herriot TabuteauSell$133.7950,459$6.8M
2025-11-03Herriot TabuteauSell$132.3491,705$12.1M
2025-10-08Herriot TabuteauSell$118.8412,774$1.5M
2025-10-07Herriot TabuteauSell$118.7713,390$1.6M
2025-10-06Herriot TabuteauSell$120.1719,220$2.3M
2025-09-22Mark L JacobsonSell$115.9610,000$1.2M

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

AXSM shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns AXSM

Institutional investors own 74.3% of Axsome Therapeutics's shares and insiders 15.08%. The largest holder is BlackRock Inc with 5.93% of the shares (3.1M), as of June 30, 2026. Among the top 20 institutions, 9 added shares and 11 reduced their stake in the latest filings. Short interest is 9.79% of the float, or 4.80 days of average trading volume. The share count rose 298.1% since 2014.

Related: AXSM analyst forecast, AXSM key metrics. See the AXSM stock overview for the latest quote and news.

AXSM ownership FAQ

Who owns the most Axsome Therapeutics stock?

The largest shareholders of Axsome Therapeutics are BlackRock Inc (5.93%), Vanguard Portfolio Management, LLC (3.79%), Vanguard Capital Management, LLC (3.75%), Amvescap Plc. (3.19%), FMR Inc (2.94%).

What percentage of Axsome Therapeutics is owned by institutions?

Institutions hold 74.3% of Axsome Therapeutics's shares outstanding; insiders hold 15.08%.

Which funds own Axsome Therapeutics?

The largest fund holders of Axsome Therapeutics are Vanguard MStar Total Stk Mkt Idx Invest (2.66%), Vanguard Small Cap Index (1.92%), Vanguard MStar Small Cap Growth Indx Inv (1.10%), Invesco Discovery A (1.02%), Vanguard Explorer Inv (0.97%).

What is Axsome Therapeutics's short interest?

3.3M shares of Axsome Therapeutics were sold short, 9.79% of the float; at the average daily volume it would take 4.80 days to cover.

Are insiders buying or selling Axsome Therapeutics?

Of the latest 20 reported insider transactions in Axsome Therapeutics (since September 22, 2025), 0 were purchases and 20 were sales.

How many shares of Axsome Therapeutics are outstanding?

Axsome Therapeutics has 52.4M shares outstanding, of which 44.5M are in the public float.

Biotechnology: ownership