New York Mortgage Trust, Inc. (ADAM) Ownership

NASDAQ: ADAMTop holders, insider trades and short interest.

ADAM ownership summary

as of October 18, 2026
Institutions
59.4%
of shares outstanding
Insiders
6.73%
of shares outstanding
Shares outstanding
89.9M
Float
84.3M
shares available to trade
Short interest
2.96%
2.2M shares short
Days to cover
1.87
short interest down 30.6% vs prior month
  • Institutions 59.39%
  • Insiders 6.73%
  • Other investors 33.88%

ADAM top institutional holders

20 largest
New York Mortgage Trust, Inc. top institutional holders
#Holder% of sharesSharesValueChangeReported
1BlackRock Inc15.17%13.6M$104.1M+358,817 (+2.7%)June 30, 2026
2Vanguard Capital Management, LLC4.06%3.6M$27.9M−141,246 (−3.7%)June 30, 2026
3State Street Corp3.85%3.5M$26.4M+113,489 (+3.4%)June 30, 2026
4Amvescap Plc.3.52%3.2M$24.2M−7,318 (−0.2%)June 30, 2026
5MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2.90%2.6M$19.9M+46,694 (+1.8%)June 30, 2026
6Geode Capital Management, LLC2.53%2.3M$17.4M+37,533 (+1.7%)June 30, 2026
7Allspring Global Investments Holdings, LLC2.41%2.2M$16.5M−703,489 (−24.5%)June 30, 2026
8Vanguard Portfolio Management, LLC1.93%1.7M$13.3M+89,311 (+5.4%)June 30, 2026
9Charles Schwab Investment Management Inc1.63%1.5M$11.2M−172,169 (−10.5%)June 30, 2026
10Northern Trust Corp1.28%1.1M$8.8M+157,054 (+15.8%)June 30, 2026
11Van Eck Associates Corporation0.98%881K$6.7M−71,384 (−7.5%)June 30, 2026
12Morgan Stanley - Brokerage Accounts0.82%737K$5.6M−51,210 (−6.5%)June 30, 2026
13Wolverine Asset Management LLC0.66%589K$4.5M+275,714 (+88.1%)June 30, 2026
14Vanguard Fiduciary Trust Co0.61%544K$4.2M−7,185 (−1.3%)June 30, 2026
15Bank of New York Mellon Corp0.55%497K$3.8M+3,222 (+0.7%)June 30, 2026
16Nuveen, LLC0.53%479K$3.7M+281,616 (+143.0%)June 30, 2026
17JPMorgan Chase & Co0.45%407K$3.1M−21,683 (−5.1%)June 30, 2026
18Principal Financial Group Inc0.45%404K$3.1M−4,339 (−1.1%)June 30, 2026
19The Goldman Sachs Group Inc0.43%385K$2.9M−113,913 (−22.8%)June 30, 2026
20Bank of America Corp0.41%369K$2.8M−47,047 (−11.3%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 9 holders added 1.4M shares and 11 cut 1.3M.

ADAM top mutual fund and ETF holders

20 largest
New York Mortgage Trust, Inc. top fund holders
#Holder% of sharesSharesValueChangeReported
1iShares Core S&P Small-Cap ETF5.53%5.0M$38.0M+1,287 (+0.0%)September 30, 2026
2Vanguard MStar Total Stk Mkt Idx Invest2.89%2.6M$19.9M—August 31, 2026
3iShares Russell 2000 ETF2.47%2.2M$16.9M−25,536 (−1.1%)September 30, 2026
4Global X SuperDividend™ ETF1.67%1.5M$11.5M—September 30, 2026
5Allspring Special Small Cap Value A1.49%1.3M$10.3M−3,397 (−0.3%)August 31, 2026
6Invesco KBW High Dividend Yld Fincl ETF1.43%1.3M$9.8M—September 30, 2026
7Global X SuperDividend ETF USD Cap1.38%1.2M$9.4M−4,131 (−0.3%)September 30, 2026
8iShares Mortgage Real Estate Capped ETF1.34%1.2M$9.2M−4,814 (−0.4%)September 30, 2026
9VanEck Mortgage REIT Income ETF1.12%1.0M$7.7M+27,552 (+2.8%)September 30, 2026
10Fidelity Small Cap Index1.04%938K$7.2M+9,640 (+1.0%)July 31, 2026
11iShares Russell 2000 Value ETF0.89%797K$6.1M+1,208 (+0.2%)September 30, 2026
12iShares S&P Small-Cap 600 Growth ETF0.86%775K$5.9M—September 30, 2026
13State Street SPDR Port S&P 600 Sm CpETF0.86%773K$5.9M—September 30, 2026
14Invesco S&P SmallCap Value with Momt ETF0.72%652K$5.0M−728 (−0.1%)September 30, 2026
15Vanguard Tax-Managed Small Cap Adm0.71%635K$4.8M—August 31, 2026
16Vanguard Russell 2000 ETF0.55%491K$3.8M+11,796 (+2.5%)August 31, 2026
17Invesco S&P SmallCap Momentum ETF0.54%487K$3.7M—September 30, 2026
18State Street® SPDR® S&P 600™ Sm Cp GrETF0.53%477K$3.6M—September 30, 2026
19Schwab US Small-Cap ETF™0.48%436K$3.3M+288 (+0.1%)September 30, 2026
20Fidelity Extended Market Index0.45%403K$3.1M−99,517 (−19.8%)August 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

ADAM shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns ADAM

Institutional investors own 59.4% of New York Mortgage's shares and insiders 6.73%. The largest holder is BlackRock Inc with 15.17% of the shares (13.6M), as of June 30, 2026. Among the top 20 institutions, 9 added shares and 11 reduced their stake in the latest filings. Short interest is 2.96% of the float, or 1.87 days of average trading volume. The share count rose 282.0% since 2014.

Related: ADAM analyst forecast, ADAM key metrics, ADAM dividend history. See the ADAM stock overview for the latest quote and news.

ADAM ownership FAQ

Who owns the most New York Mortgage stock?

The largest shareholders of New York Mortgage are BlackRock Inc (15.17%), Vanguard Capital Management, LLC (4.06%), State Street Corp (3.85%), Amvescap Plc. (3.52%), MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. (2.90%).

What percentage of New York Mortgage is owned by institutions?

Institutions hold 59.4% of New York Mortgage's shares outstanding; insiders hold 6.73%.

Which funds own New York Mortgage?

The largest fund holders of New York Mortgage are iShares Core S&P Small-Cap ETF (5.53%), Vanguard MStar Total Stk Mkt Idx Invest (2.89%), iShares Russell 2000 ETF (2.47%), Global X SuperDividend™ ETF (1.67%), Allspring Special Small Cap Value A (1.49%).

What is New York Mortgage's short interest?

2.2M shares of New York Mortgage were sold short, 2.96% of the float; at the average daily volume it would take 1.87 days to cover.

How many shares of New York Mortgage are outstanding?

New York Mortgage has 89.9M shares outstanding, of which 84.3M are in the public float.

REIT - Mortgage: ownership