Hawthorn Bancshares, Inc. (HWBK) Ownership
HWBK ownership summary
as of October 18, 2026- Institutions
- 30.7% of shares outstanding
- Insiders
- 17.08% of shares outstanding
- Shares outstanding
- 7.3M
- Float
- 6.2M shares available to trade
- Short interest
- 2.85% 164K shares short
- Days to cover
- 9.21 short interest up 9.5% vs prior month
- Institutions 30.72%
- Insiders 17.08%
- Other investors 52.20%
HWBK top institutional holders
20 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | Ategra Capital Management LLC | 4.68% | 342K | $13.0M | — | June 30, 2026 |
| 2 | BlackRock Inc | 4.58% | 335K | $12.8M | +24,604 (+7.9%) | June 30, 2026 |
| 3 | Vanguard Capital Management, LLC | 3.43% | 251K | $9.5M | +4,534 (+1.8%) | June 30, 2026 |
| 4 | FJ Capital Management LLC | 2.61% | 191K | $7.3M | — | June 30, 2026 |
| 5 | Dimensional Fund Advisors, Inc. | 2.21% | 162K | $6.2M | +3,290 (+2.1%) | June 30, 2026 |
| 6 | Geode Capital Management, LLC | 2.04% | 149K | $5.7M | +12,163 (+8.9%) | June 30, 2026 |
| 7 | State Street Corp | 1.16% | 85K | $3.2M | +1,763 (+2.1%) | June 30, 2026 |
| 8 | Bridgeway Capital Management, LLC | 0.89% | 65K | $2.5M | −373 (−0.6%) | June 30, 2026 |
| 9 | Northern Trust Corp | 0.66% | 48K | $1.8M | +4,226 (+9.6%) | June 30, 2026 |
| 10 | Pinnacle Holdings, LLC | 0.63% | 46K | $1.8M | −58 (−0.1%) | June 30, 2026 |
| 11 | Moneta Group Investment Advisors Inc | 0.61% | 45K | $1.7M | −3,980 (−8.2%) | June 30, 2026 |
| 12 | Vanguard Portfolio Management, LLC | 0.54% | 39K | $1.5M | +5,871 (+17.6%) | June 30, 2026 |
| 13 | RBF LLC | 0.54% | 39K | $1.5M | — | June 30, 2026 |
| 14 | Vanguard Fiduciary Trust Co | 0.52% | 38K | $1.4M | +1,678 (+4.7%) | June 30, 2026 |
| 15 | Renaissance Technologies Corp | 0.48% | 35K | $1.3M | +476 (+1.4%) | June 30, 2026 |
| 16 | Empowered Funds, LLC | 0.45% | 33K | $1.2M | −373 (−1.1%) | June 30, 2026 |
| 17 | Mercer Global Advisors Inc. | 0.45% | 33K | $1.2M | +139 (+0.4%) | June 30, 2026 |
| 18 | The Goldman Sachs Group Inc | 0.33% | 24K | $907,084 | −1,588 (−6.2%) | June 30, 2026 |
| 19 | American Century Companies Inc | 0.28% | 21K | $784,150 | — | June 30, 2026 |
| 20 | KESTRA PRIVATE WEALTH SERVICES, LLC | 0.28% | 20K | $773,341 | +20,319 (0.0%) | June 30, 2026 |
Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 11 holders added 79K shares and 5 cut 6,372.
HWBK top mutual fund and ETF holders
20 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | Vanguard MStar Total Stk Mkt Idx Invest | 2.45% | 179K | $6.8M | — | August 31, 2026 |
| 2 | iShares Russell 2000 ETF | 1.78% | 130K | $5.0M | −1,472 (−1.1%) | September 30, 2026 |
| 3 | Fidelity Small Cap Index | 0.87% | 64K | $2.4M | −79 (−0.1%) | July 31, 2026 |
| 4 | iShares Russell 2000 Value ETF | 0.78% | 57K | $2.2M | +86 (+0.2%) | September 30, 2026 |
| 5 | DFA US Small Cap Value I | 0.49% | 36K | $1.4M | +1,321 (+3.8%) | August 31, 2026 |
| 6 | EA Bridgeway Omni Small-Cap Value ETF | 0.49% | 36K | $1.4M | — | September 30, 2026 |
| 7 | Vanguard Russell 2000 ETF | 0.46% | 34K | $1.3M | +517 (+1.6%) | September 30, 2026 |
| 8 | Fidelity Extended Market Index | 0.41% | 30K | $1.1M | −161 (−0.5%) | August 31, 2026 |
| 9 | DFA US Micro Cap I | 0.28% | 20K | $766,376 | — | August 31, 2026 |
| 10 | Avantis US Small Cap Value ETF | 0.27% | 20K | $760,667 | — | September 30, 2026 |
| 11 | Dimensional US Targeted Value ETF | 0.27% | 20K | $749,706 | — | September 30, 2026 |
| 12 | iShares Micro-Cap ETF | 0.26% | 19K | $716,708 | −130 (−0.7%) | September 30, 2026 |
| 13 | Bridgeway Omni Small-Cap Value N | 0.24% | 18K | $681,426 | — | June 30, 2026 |
| 14 | DFA US Core Equity 2 I | 0.24% | 17K | $664,413 | — | August 31, 2026 |
| 15 | Schwab Small Cap Index | 0.19% | 14K | $534,058 | — | August 31, 2026 |
| 16 | EA Bridgeway Ultra-Small Company Mkt ETF | 0.18% | 13K | $493,714 | — | September 30, 2026 |
| 17 | DFA US Core Equity 1 I | 0.16% | 12K | $449,717 | — | August 31, 2026 |
| 18 | Fidelity Total Market Index | 0.16% | 12K | $444,998 | — | August 31, 2026 |
| 19 | iShares Russell 2000 Small-Cap Idx Instl | 0.14% | 10K | $383,302 | — | August 31, 2026 |
| 20 | Dimensional US Small Cap ETF | 0.13% | 9,596 | $365,224 | — | September 30, 2026 |
Funds report holdings monthly or quarterly; dates differ by fund.
HWBK insider transactions
latest 20| Date | Name | Transaction | Price | Shares | Value |
|---|---|---|---|---|---|
| 2025-03-11 | Brent M Giles | Buy | $25.84 | 700 | $18,088 |
| 2025-02-10 | Jonathan Holtaway | Sell | $32.91 | 2,682 | $88,265 |
| 2025-02-05 | Jonathan Holtaway | Sell | $32.97 | 6,604 | $217,734 |
| 2024-12-09 | Jonathan Holtaway | Sell | $32.05 | 389 | $12,467 |
| 2024-12-06 | Jonathan Holtaway | Sell | $32.25 | 1,015 | $32,734 |
| 2024-12-04 | Frank E Burkhead | Sell | $31.87 | 3,000 | $95,610 |
| 2024-11-13 | Jonathan Holtaway | Sell | $28.57 | 5,053 | $144,364 |
| 2024-09-13 | Shawna M Hettinger | Buy | $24.10 | 21 | $506 |
| 2024-08-22 | Frank E Burkhead | Buy | $21.84 | 100 | $2,184 |
| 2024-06-13 | Gregg A Bexten | Buy | $19.72 | 1,000 | $19,720 |
| 2024-05-08 | Shawna M Hettinger | Buy | $19.64 | 1,000 | $19,640 |
| 2024-05-03 | Douglas Todd Eden | Buy | $19.63 | 15,000 | $294,450 |
| 2024-04-29 | Brent M Giles | Buy | $18.75 | 2,000 | $37,500 |
| 2024-04-29 | Jonathan Holtaway | Buy | $19.19 | 5,500 | $105,545 |
| 2024-03-14 | Jonathan Holtaway | Buy | $19.12 | 5,500 | $105,160 |
| 2024-03-11 | Douglas Todd Eden | Buy | $20.37 | 5,000 | $101,850 |
| 2024-02-29 | Jason E Schwartz | Buy | $21.50 | 1,000 | $21,500 |
| 2024-02-29 | Jonathan L States | Buy | $21.57 | 1,200 | $25,884 |
| 2024-02-21 | Shawna M Hettinger | Buy | $23.16 | 700 | $16,212 |
| 2024-02-16 | Douglas Todd Eden | Buy | $22.32 | 7,000 | $156,240 |
Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.
HWBK shares outstanding
Year-end shares outstanding, adjusted for splits.
Who owns HWBK
Institutional investors own 30.7% of Hawthorn Bancshares's shares and insiders 17.08%. The largest holder is Ategra Capital Management LLC with 4.68% of the shares (342K), as of June 30, 2026. Among the top 20 institutions, 11 added shares and 5 reduced their stake in the latest filings. Short interest is 2.85% of the float, or 9.21 days of average trading volume. The share count rose 5.7% since 2014.
Related: HWBK key metrics, HWBK dividend history. See the HWBK stock overview for the latest quote and news.
HWBK ownership FAQ
Who owns the most Hawthorn Bancshares stock?
The largest shareholders of Hawthorn Bancshares are Ategra Capital Management LLC (4.68%), BlackRock Inc (4.58%), Vanguard Capital Management, LLC (3.43%), FJ Capital Management LLC (2.61%), Dimensional Fund Advisors, Inc. (2.21%).
What percentage of Hawthorn Bancshares is owned by institutions?
Institutions hold 30.7% of Hawthorn Bancshares's shares outstanding; insiders hold 17.08%.
Which funds own Hawthorn Bancshares?
The largest fund holders of Hawthorn Bancshares are Vanguard MStar Total Stk Mkt Idx Invest (2.45%), iShares Russell 2000 ETF (1.78%), Fidelity Small Cap Index (0.87%), iShares Russell 2000 Value ETF (0.78%), DFA US Small Cap Value I (0.49%).
What is Hawthorn Bancshares's short interest?
164K shares of Hawthorn Bancshares were sold short, 2.85% of the float; at the average daily volume it would take 9.21 days to cover.
Are insiders buying or selling Hawthorn Bancshares?
Of the latest 20 reported insider transactions in Hawthorn Bancshares (since February 16, 2024), 14 were purchases and 6 were sales.
How many shares of Hawthorn Bancshares are outstanding?
Hawthorn Bancshares has 7.3M shares outstanding, of which 6.2M are in the public float.