Hanmi Financial Corporation (HAFC) Ownership

NASDAQ: HAFCTop holders, insider trades and short interest.

HAFC ownership summary

as of October 18, 2026
Institutions
95.3%
of shares outstanding
Insiders
2.19%
of shares outstanding
Shares outstanding
29.6M
Float
28.8M
shares available to trade
Short interest
5.26%
1.3M shares short
Days to cover
5.48
short interest up 3.1% vs prior month
  • Institutions 95.29%
  • Insiders 2.19%
  • Other investors 2.52%

HAFC top institutional holders

20 largest
Hanmi Financial Corporation top institutional holders
#Holder% of sharesSharesValueChangeReported
1BlackRock Inc14.80%4.4M$136.6M−56 (−0.0%)June 30, 2026
2Dimensional Fund Advisors, Inc.6.02%1.8M$55.6M+25,459 (+1.4%)June 30, 2026
3State Street Corp5.31%1.6M$49.0M+35,152 (+2.3%)June 30, 2026
4LSV Asset Management4.50%1.3M$41.5M−11,600 (−0.9%)June 30, 2026
5Vanguard Capital Management, LLC4.44%1.3M$41.0M+10,329 (+0.8%)June 30, 2026
6American Century Companies Inc3.74%1.1M$34.5M+81,896 (+8.0%)June 30, 2026
7Charles Schwab Investment Management Inc3.52%1.0M$32.5M+82,995 (+8.6%)June 30, 2026
8Geode Capital Management, LLC2.95%874K$27.2M−30,063 (−3.3%)June 30, 2026
9AQR Capital Management LLC2.68%793K$24.7M+65,011 (+8.9%)June 30, 2026
10Vanguard Portfolio Management, LLC2.61%774K$24.1M+28,542 (+3.8%)June 30, 2026
11Acadian Asset Management LLC2.33%692K$21.5M+149,935 (+27.7%)June 30, 2026
12The Goldman Sachs Group Inc1.84%546K$17.0M−69,935 (−11.4%)June 30, 2026
13Morgan Stanley - Brokerage Accounts1.62%481K$15.0M+1,812 (+0.4%)June 30, 2026
14Hotchkis & Wiley Capital Management LLC1.59%473K$14.7M−17,040 (−3.5%)June 30, 2026
15JPMorgan Chase & Co1.55%460K$14.3M+2,135 (+0.5%)June 30, 2026
16Arrowstreet Capital Limited Partnership1.53%455K$14.2M+41,553 (+10.0%)June 30, 2026
17Rhino Investment Partners, Inc.1.37%406K$12.6M−476,230 (−54.0%)June 30, 2026
18Bank of New York Mellon Corp1.31%388K$12.1M+1,871 (+0.5%)June 30, 2026
19Qube Research & Technologies1.25%371K$11.5M+166,227 (+81.1%)June 30, 2026
20Northern Trust Corp1.19%352K$11.0M+20,655 (+6.2%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 14 holders added 714K shares and 6 cut 605K.

HAFC top mutual fund and ETF holders

20 largest
Hanmi Financial Corporation top fund holders
#Holder% of sharesSharesValueChangeReported
1iShares Core S&P Small-Cap ETF5.94%1.8M$54.8M—September 30, 2026
2Avantis US Small Cap Value ETF3.33%987K$30.7M+744 (+0.1%)September 30, 2026
3Vanguard MStar Total Stk Mkt Idx Invest3.19%946K$29.4M—August 31, 2026
4Schwab US Dividend Equity ETF™2.78%823K$25.6M+2,208 (+0.3%)September 30, 2026
5iShares Russell 2000 ETF2.47%733K$22.8M—September 30, 2026
6DFA US Small Cap Value I1.37%407K$12.7M—August 31, 2026
7Fidelity Small Cap Index1.11%330K$10.3M+2,457 (+0.7%)July 31, 2026
8State Street® SPDR® S&PRgnllBkgETF0.98%290K$9.0M+8,672 (+3.1%)September 30, 2026
9State Street SPDR Port S&P 600 Sm CpETF0.90%266K$8.3M—September 30, 2026
10iShares Russell 2000 Value ETF0.87%257K$8.0M—September 30, 2026
11iShares S&P Small-Cap 600 Value ETF0.84%249K$7.7M—September 30, 2026
12Nuveen Quant Small Cap Equity R60.68%201K$6.2M—August 31, 2026
13DFA US Targeted Value I0.64%191K$5.9M—August 31, 2026
14Dimensional US Targeted Value ETF0.64%189K$5.9M+18 (+0.0%)September 30, 2026
15Dimensional US Small Cap Value ETF0.59%175K$5.5M+142 (+0.1%)September 24, 2026
16Vanguard Russell 2000 ETF0.58%172K$5.3M+3,991 (+2.4%)August 31, 2026
17Vanguard Tax-Managed Small Cap Adm0.55%164K$5.1M—August 31, 2026
18T. Rowe Price Small-Mid Cap ETF0.53%158K$4.9M+648 (+0.4%)September 30, 2026
19Schwab US Small-Cap ETF™0.53%156K$4.9M+99 (+0.1%)September 30, 2026
20State Street® SPDR® S&P 600™ Sm CpValETF0.52%154K$4.8M—September 30, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

HAFC insider transactions

latest 1
Hanmi Financial Corporation insider transactions
DateNameTransactionPriceSharesValue
2025-11-24Joseph PangrazioSell$27.41486$13,321

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

HAFC shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns HAFC

Institutional investors own 95.3% of Hanmi Financial's shares and insiders 2.19%. The largest holder is BlackRock Inc with 14.80% of the shares (4.4M), as of June 30, 2026. Among the top 20 institutions, 14 added shares and 6 reduced their stake in the latest filings. Short interest is 5.26% of the float, or 5.48 days of average trading volume. The share count fell 6.6% since 2014.

Related: HAFC analyst forecast, HAFC key metrics, HAFC dividend history. See the HAFC stock overview for the latest quote and news.

HAFC ownership FAQ

Who owns the most Hanmi Financial stock?

The largest shareholders of Hanmi Financial are BlackRock Inc (14.80%), Dimensional Fund Advisors, Inc. (6.02%), State Street Corp (5.31%), LSV Asset Management (4.50%), Vanguard Capital Management, LLC (4.44%).

What percentage of Hanmi Financial is owned by institutions?

Institutions hold 95.3% of Hanmi Financial's shares outstanding; insiders hold 2.19%.

Which funds own Hanmi Financial?

The largest fund holders of Hanmi Financial are iShares Core S&P Small-Cap ETF (5.94%), Avantis US Small Cap Value ETF (3.33%), Vanguard MStar Total Stk Mkt Idx Invest (3.19%), Schwab US Dividend Equity ETF™ (2.78%), iShares Russell 2000 ETF (2.47%).

What is Hanmi Financial's short interest?

1.3M shares of Hanmi Financial were sold short, 5.26% of the float; at the average daily volume it would take 5.48 days to cover.

Are insiders buying or selling Hanmi Financial?

Of the latest 1 reported insider transactions in Hanmi Financial (since November 24, 2025), 0 were purchases and 1 were sales.

How many shares of Hanmi Financial are outstanding?

Hanmi Financial has 29.6M shares outstanding, of which 28.8M are in the public float.

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