Great Elm Capital Corp. (GECC) Ownership

NASDAQ: GECCTop holders, insider trades and short interest.

GECC ownership summary

as of October 17, 2026
Institutions
7.2%
of shares outstanding
Insiders
45.86%
of shares outstanding
Shares outstanding
13.9M
Float
0
shares available to trade
Short interest
2.56%
302K shares short
Days to cover
4.81
short interest down 32.9% vs prior month
  • Institutions 7.17%
  • Insiders 45.86%
  • Other investors 46.97%

GECC top institutional holders

20 largest
Great Elm Capital Corp. top institutional holders
#Holder% of sharesSharesValueChangeReported
1Becker Drapkin Management, L.P.2.76%384K$1.9M—June 30, 2026
2Cruiser Capital Advisors, LLC0.70%98K$485,962−29,691 (−23.3%)June 30, 2026
3UBS Group AG0.20%28K$140,402+22,329 (+377.1%)June 30, 2026
4Crestwood Advisors LLC0.19%27K$132,326—June 30, 2026
5Vident Advisory, LLC0.19%27K$132,247+26,609 (0.0%)June 30, 2026
6Rockefeller Capital Management L.P.0.18%25K$124,250—June 30, 2026
7Ethos Financial Group LLC0.17%24K$119,573−2,250 (−8.6%)June 30, 2026
8Significant Wealth Partners LLC0.12%17K$83,352+298 (+1.8%)June 30, 2026
9Founders Financial Alliance, LLC0.10%14K$68,437+13,770 (0.0%)June 30, 2026
10Trust Co Of Toledo Na0.03%3,874$19,254—June 30, 2026
11Royal Bank of Canada0.02%2,612$12,982—June 30, 2026
12Hanson Mcclain Inc0.01%1,400$6,958−6 (−0.4%)June 30, 2026
13Morgan Stanley - Brokerage Accounts0.01%1,387$6,893−36 (−2.5%)June 30, 2026
14Triumph Capital Management<0.01%500$2,485—June 30, 2026
15Caitong International Asset Management Co., Limited.<0.01%44$219+44 (0.0%)June 30, 2026
16Mercer Global Advisors Inc.<0.01%16$80+16 (0.0%)June 30, 2026
17Wells Fargo & Co0.00%3$15−878 (−99.7%)June 30, 2026
18SRS Capital Advisors Inc0.00%1$5—June 30, 2026
19Susquehanna International Group, LLP0.00%——−29,306 (−100.0%)March 31, 2026
20TrueMark Investments LLC0.00%——−20,994 (−100.0%)March 31, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 6 holders added 63K shares and 7 cut 83K.

GECC top mutual fund and ETF holders

1 largest
Great Elm Capital Corp. top fund holders
#Holder% of sharesSharesValueChangeReported
1Monachil Credit Income I0.07%10K$49,700—June 30, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

GECC insider transactions

latest 7
Great Elm Capital Corp. insider transactions
DateNameTransactionPriceSharesValue
2025-11-07Matthew D KaplanBuy$7.6419,650$150,126
2025-06-12Richard M CohenBuy$10.953,100$33,945
2025-06-11Richard M CohenBuy$11.185,000$55,900
2025-06-10Richard M CohenBuy$11.133,500$38,955
2025-06-09Richard M CohenBuy$11.014,000$44,040
2025-06-06Richard M CohenBuy$10.702,500$26,750
2025-06-04Chad PerryBuy$10.581,850$19,573

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

GECC shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns GECC

Institutional investors own 7.2% of Great Elm Capital's shares and insiders 45.86%. The largest holder is Becker Drapkin Management, L.P. with 2.76% of the shares (384K), as of June 30, 2026. Among the top 20 institutions, 6 added shares and 7 reduced their stake in the latest filings. Short interest is 2.56% of the float, or 4.81 days of average trading volume. The share count rose 520.7% since 2014.

Related: GECC analyst forecast, GECC key metrics, GECC dividend history. See the GECC stock overview for the latest quote and news.

GECC ownership FAQ

Who owns the most Great Elm Capital stock?

The largest shareholders of Great Elm Capital are Becker Drapkin Management, L.P. (2.76%), Cruiser Capital Advisors, LLC (0.70%), UBS Group AG (0.20%), Crestwood Advisors LLC (0.19%), Vident Advisory, LLC (0.19%).

What percentage of Great Elm Capital is owned by institutions?

Institutions hold 7.2% of Great Elm Capital's shares outstanding; insiders hold 45.86%.

Which funds own Great Elm Capital?

The largest fund holders of Great Elm Capital are Monachil Credit Income I (0.07%).

What is Great Elm Capital's short interest?

302K shares of Great Elm Capital were sold short, 2.56% of the float; at the average daily volume it would take 4.81 days to cover.

Are insiders buying or selling Great Elm Capital?

Of the latest 7 reported insider transactions in Great Elm Capital (since June 4, 2025), 7 were purchases and 0 were sales.

How many shares of Great Elm Capital are outstanding?

Great Elm Capital has 13.9M shares outstanding, of which an unreported number are in the public float.

Asset Management: ownership