Fidus Investment Corporation (FDUS) Ownership

NASDAQ: FDUSTop holders, insider trades and short interest.

FDUS ownership summary

as of October 18, 2026
Institutions
30.0%
of shares outstanding
Insiders
0.81%
of shares outstanding
Shares outstanding
39.8M
Float
0
shares available to trade
Short interest
4.17%
1.6M shares short
Days to cover
4.80
short interest down 2.9% vs prior month
  • Institutions 30.05%
  • Insiders 0.81%
  • Other investors 69.14%

FDUS top institutional holders

20 largest
Fidus Investment Corporation top institutional holders
#Holder% of sharesSharesValueChangeReported
1Van Eck Associates Corporation2.34%929K$17.6M+216,180 (+30.3%)June 30, 2026
2UBS Group AG1.26%500K$9.5M+76,732 (+18.1%)June 30, 2026
3Baird Financial Group, Inc.1.05%416K$7.9M+9,964 (+2.5%)June 30, 2026
4Muzinich & Co Inc0.93%368K$7.0M+19,987 (+5.7%)June 30, 2026
5Legal & General Group PLC0.78%310K$5.9M+25,857 (+9.1%)June 30, 2026
6Morgan Stanley - Brokerage Accounts0.76%303K$5.7M+8,476 (+2.9%)June 30, 2026
7Qube Research & Technologies0.58%230K$4.4M+126,804 (+122.6%)June 30, 2026
8Sumitomo Mitsui Trust Group Inc0.58%230K$4.4M+16,723 (+7.8%)June 30, 2026
9Franklin Templeton Inc0.57%225K$4.3M+72,699 (+47.7%)June 30, 2026
10Novare Capital Management LLC0.55%219K$4.2M+12,955 (+6.3%)June 30, 2026
11PFG Advisors0.52%205K$3.9M+17,399 (+9.3%)June 30, 2026
12Two Sigma Investments LLC0.49%195K$3.7M−78,809 (−28.8%)June 30, 2026
13Palogic Value Management LP0.36%141K$2.7M+68,426 (+93.9%)June 30, 2026
14BlackRock Inc0.35%138K$2.6M−3,283 (−2.3%)June 30, 2026
15Ethos Financial Group LLC0.33%131K$2.5M−7,174 (−5.2%)June 30, 2026
16Plan Group Financial, LLC0.32%126K$2.4M+26,718 (+27.0%)June 30, 2026
17Beacon Pointe Advisors, LLC0.28%112K$2.1M+72,850 (+186.8%)June 30, 2026
18Riverbridge Partners LLC0.28%111K$2.1M+984 (+0.9%)June 30, 2026
19Marshall Wace Asset Management Ltd0.28%110K$2.1M+110,489 (0.0%)June 30, 2026
20Capital Investment Advisory Services, LLC0.27%107K$2.0M+1,854 (+1.8%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 17 holders added 885K shares and 3 cut 89K.

FDUS top mutual fund and ETF holders

15 largest
Fidus Investment Corporation top fund holders
#Holder% of sharesSharesValueChangeReported
1VanEck BDC Income ETF1.72%683K$13.0M—September 30, 2026
2Putnam BDC Income ETF0.42%168K$3.2M−16,999 (−9.2%)September 30, 2026
3iShares Listed Private Eq ETF USD Dist0.34%134K$2.5M—September 30, 2026
4FID DC L&G Diversified Fund0.13%50K$947,785−7,726 (−13.4%)August 31, 2026
5Virtus Private Credit ETF0.05%21K$400,326—September 30, 2026
6Mackenzie Diversified Alts Fd F50.03%14K$259,495+432 (+3.3%)July 31, 2026
7FID DC L&G Retirement Income MA Fund0.03%14K$257,900+490 (+3.7%)September 30, 2026
8Mediobanca SICAV PE Strat C0.03%11K$203,845—August 31, 2026
9Sound Enhanced Fixed Income ETF0.02%7,092$134,606—September 30, 2026
10Northern Small Cap Core I0.02%6,167$117,050+6,167 (0.0%)June 30, 2026
11Morgan Stanley Pathway Sm-Md Cp Eq ETF0.01%4,926$93,495—September 30, 2026
12Counsel Global Listed Private Eq Pl A0.01%4,281$81,253+184 (+4.5%)July 31, 2026
13FID DC L&G Multi Asset Fund<0.01%744$14,121−29 (−3.8%)June 30, 2026
14WHITEWOLF Publicly Listed Priv Eq ETF<0.01%221$4,195—September 30, 2026
15ProShares UltraPro Russell20000.00%1$19—September 30, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

FDUS insider transactions

latest 20
Fidus Investment Corporation insider transactions
DateNameTransactionPriceSharesValue
2020-03-13Charles D HymanBuy$9.842,000$19,680
2020-03-12Edward H RossBuy$9.314,000$37,240
2020-03-11Raymond L Jr. AnstissBuy$11.666,150$71,709
2020-03-11Thomas Charles LauerBuy$11.452,000$22,900
2020-03-09Shelby E SherardBuy$12.085,950$71,876
2020-03-09Thomas Charles LauerBuy$12.085,000$60,400
2019-08-08Shelby E SherardBuy$14.323,100$44,392
2019-08-06Raymond L Jr. AnstissBuy$14.651,000$14,650
2019-06-03Raymond L Jr. AnstissBuy$15.942,740$43,676
2019-05-13Raymond L Jr. AnstissBuy$16.002,250$36,000
2018-12-06Shelby E SherardBuy$13.603,675$49,980
2018-03-09Shelby E SherardBuy$12.753,500$44,625
2018-03-08Charles D HymanBuy$12.791,500$19,185
2018-03-08Thomas Charles LauerBuy$12.804,000$51,200
2018-03-07Shelby E SherardBuy$13.107,000$91,700
2015-08-21Shelby E SherardBuy$14.503,435$49,808
2014-12-04Charles D HymanBuy$15.111,700$25,687
2014-12-01Thomas Charles LauerBuy$16.111,500$24,165
2014-11-24John A MazzarinoBuy$16.5710,000$165,700
2014-05-14Charles HymanBuy$16.992,000$33,980

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

FDUS shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns FDUS

Institutional investors own 30.0% of Fidus Investment's shares and insiders 0.81%. The largest holder is Van Eck Associates Corporation with 2.34% of the shares (929K), as of June 30, 2026. Among the top 20 institutions, 17 added shares and 3 reduced their stake in the latest filings. Short interest is 4.17% of the float, or 4.80 days of average trading volume. The share count rose 130.6% since 2014.

Related: FDUS analyst forecast, FDUS key metrics, FDUS dividend history. See the FDUS stock overview for the latest quote and news.

FDUS ownership FAQ

Who owns the most Fidus Investment stock?

The largest shareholders of Fidus Investment are Van Eck Associates Corporation (2.34%), UBS Group AG (1.26%), Baird Financial Group, Inc. (1.05%), Muzinich & Co Inc (0.93%), Legal & General Group PLC (0.78%).

What percentage of Fidus Investment is owned by institutions?

Institutions hold 30.0% of Fidus Investment's shares outstanding; insiders hold 0.81%.

Which funds own Fidus Investment?

The largest fund holders of Fidus Investment are VanEck BDC Income ETF (1.72%), Putnam BDC Income ETF (0.42%), iShares Listed Private Eq ETF USD Dist (0.34%), FID DC L&G Diversified Fund (0.13%), Virtus Private Credit ETF (0.05%).

What is Fidus Investment's short interest?

1.6M shares of Fidus Investment were sold short, 4.17% of the float; at the average daily volume it would take 4.80 days to cover.

Are insiders buying or selling Fidus Investment?

Of the latest 20 reported insider transactions in Fidus Investment (since May 14, 2014), 20 were purchases and 0 were sales.

How many shares of Fidus Investment are outstanding?

Fidus Investment has 39.8M shares outstanding, of which an unreported number are in the public float.

Asset Management: ownership