Aqua Metals, Inc. (AQMS) Ownership

NASDAQ: AQMSTop holders, insider trades and short interest.

AQMS ownership summary

as of October 18, 2026
Institutions
8.3%
of shares outstanding
Insiders
14.45%
of shares outstanding
Shares outstanding
3.6M
Float
3.3M
shares available to trade
Short interest
5.77%
191K shares short
Days to cover
4.94
short interest up 9.9% vs prior month
  • Institutions 8.32%
  • Insiders 14.45%
  • Other investors 77.23%

AQMS top institutional holders

20 largest
Aqua Metals, Inc. top institutional holders
#Holder% of sharesSharesValueChangeReported
1Stifel Financial Corp2.88%103K$174,491+20,826 (+25.5%)June 30, 2026
2HAMILTON CAPITAL PARTNERS, LLC1.75%62K$105,747+62,204 (0.0%)June 30, 2026
3Geode Capital Management, LLC0.97%34K$58,497−6,783 (−16.5%)June 30, 2026
4T. Rowe Price Associates, Inc.0.82%29K$49,873+4,747 (+19.3%)June 30, 2026
5Vanguard Capital Management, LLC0.82%29K$49,666—June 30, 2026
6Vanguard Fiduciary Trust Co0.44%16K$26,498—June 30, 2026
7BlackRock Inc0.14%4,849$8,243—June 30, 2026
8UBS Group AG0.05%1,739$2,956+1,248 (+254.2%)June 30, 2026
9SRS Capital Advisors Inc0.04%1,295$2,202−45 (−3.4%)June 30, 2026
10Wells Fargo & Co0.01%500$850—June 30, 2026
11Northwestern Mutual Wealth Management Co0.01%312$530—June 30, 2026
12Royal Bank of Canada0.01%302$513+302 (0.0%)June 30, 2026
13Morgan Stanley - Brokerage Accounts0.01%294$500—June 30, 2026
14Nbc Securities Inc0.01%200$340—June 30, 2026
15Elevated Capital Advisors, LLC<0.01%171$291—June 30, 2026
16JONES FINANCIAL COMPANIES LLLP<0.01%162$275−206 (−56.0%)June 30, 2026
17Vanguard Global Advisers, LLC<0.01%133$226—June 30, 2026
18Skandinaviska Enskilda Banken AB<0.01%131$223+131 (0.0%)June 30, 2026
19SBI Securities Co Ltd<0.01%110$187+8 (+7.8%)June 30, 2026
20Advisor Group Holdings, Inc.<0.01%103$175—June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 7 holders added 89K shares and 3 cut 7,034.

AQMS top mutual fund and ETF holders

5 largest
Aqua Metals, Inc. top fund holders
#Holder% of sharesSharesValueChangeReported
1Fidelity Extended Market Index0.49%17K$29,680−94 (−0.5%)August 31, 2026
2T. Rowe Price Extended Equity Market Idx0.25%8,900$15,130—September 30, 2026
3Fidelity Series Total Market Index0.14%5,055$8,594—August 31, 2026
4Fidelity Total Market Index0.14%5,050$8,585—August 31, 2026
5Vanguard U.S. Eq Idx £ Acc<0.01%133$226—August 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

AQMS insider transactions

latest 5
Aqua Metals, Inc. insider transactions
DateNameTransactionPriceSharesValue
2024-05-14Edward J SmithBuy$78.00125$9,750
2024-05-14Judd MerrillBuy$78.00187$14,586
2024-05-14Stephen CottonBuy$78.001,250$97,500
2023-11-17Vincent L DivitoBuy$178.0025$4,450
2023-07-19Edward J SmithBuy$220.00452$99,440

Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.

AQMS shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns AQMS

Institutional investors own 8.3% of Aqua Metals's shares and insiders 14.45%. The largest holder is Stifel Financial Corp with 2.88% of the shares (103K), as of June 30, 2026. Among the top 20 institutions, 7 added shares and 3 reduced their stake in the latest filings. Short interest is 5.77% of the float, or 4.94 days of average trading volume. The share count rose 2,127.3% since 2014.

Related: AQMS analyst forecast, AQMS key metrics. See the AQMS stock overview for the latest quote and news.

AQMS ownership FAQ

Who owns the most Aqua Metals stock?

The largest shareholders of Aqua Metals are Stifel Financial Corp (2.88%), HAMILTON CAPITAL PARTNERS, LLC (1.75%), Geode Capital Management, LLC (0.97%), T. Rowe Price Associates, Inc. (0.82%), Vanguard Capital Management, LLC (0.82%).

What percentage of Aqua Metals is owned by institutions?

Institutions hold 8.3% of Aqua Metals's shares outstanding; insiders hold 14.45%.

Which funds own Aqua Metals?

The largest fund holders of Aqua Metals are Fidelity Extended Market Index (0.49%), T. Rowe Price Extended Equity Market Idx (0.25%), Fidelity Series Total Market Index (0.14%), Fidelity Total Market Index (0.14%), Vanguard U.S. Eq Idx £ Acc (<0.01%).

What is Aqua Metals's short interest?

191K shares of Aqua Metals were sold short, 5.77% of the float; at the average daily volume it would take 4.94 days to cover.

Are insiders buying or selling Aqua Metals?

Of the latest 5 reported insider transactions in Aqua Metals (since July 19, 2023), 5 were purchases and 0 were sales.

How many shares of Aqua Metals are outstanding?

Aqua Metals has 3.6M shares outstanding, of which 3.3M are in the public float.

Waste Management: ownership