PennantPark Floating Rate Capital Ltd. (PFLT) Ownership
PFLT ownership summary
as of October 18, 2026- Institutions
- 21.8% of shares outstanding
- Insiders
- 0.89% of shares outstanding
- Shares outstanding
- 99.2M
- Float
- 0 shares available to trade
- Short interest
- 3.77% 1.1M shares short
- Days to cover
- 5.19 short interest up 6.6% vs prior month
- Institutions 21.84%
- Insiders 0.89%
- Other investors 77.27%
PFLT top institutional holders
20 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | Sound Income Strategies | 5.26% | 5.2M | $34.0M | +281,807 (+5.7%) | June 30, 2026 |
| 2 | UBS Group AG | 3.11% | 3.1M | $20.1M | +1.1M (+52.8%) | June 30, 2026 |
| 3 | Van Eck Associates Corporation | 2.49% | 2.5M | $16.1M | +668,394 (+37.0%) | June 30, 2026 |
| 4 | Amvescap Plc. | 1.81% | 1.8M | $11.7M | −10,858 (−0.6%) | June 30, 2026 |
| 5 | Altshuler Shaham Ltd | 1.04% | 1.0M | $6.7M | — | June 30, 2026 |
| 6 | Diameter Capital Partners LP | 0.91% | 900K | $5.9M | −755,246 (−45.6%) | June 30, 2026 |
| 7 | Legal & General Group PLC | 0.82% | 811K | $5.3M | +45,737 (+6.0%) | June 30, 2026 |
| 8 | Morgan Stanley - Brokerage Accounts | 0.78% | 778K | $5.1M | +175,904 (+29.2%) | June 30, 2026 |
| 9 | Franklin Templeton Inc | 0.59% | 585K | $3.8M | +584,585 (0.0%) | June 30, 2026 |
| 10 | Advisors Asset Management | 0.38% | 377K | $2.5M | +17,838 (+5.0%) | June 30, 2026 |
| 11 | BlackRock Inc | 0.38% | 376K | $2.4M | −9,240 (−2.4%) | June 30, 2026 |
| 12 | GraniteShares Advisors LLC | 0.30% | 302K | $2.0M | +39,575 (+15.1%) | June 30, 2026 |
| 13 | Independent Advisor Alliance | 0.27% | 271K | $1.8M | +133,550 (+97.1%) | June 30, 2026 |
| 14 | Advisor Group Holdings, Inc. | 0.25% | 246K | $1.6M | +29,268 (+13.5%) | June 30, 2026 |
| 15 | CAMBRIDGE Invest RESEARCH ADVISORS, INC. | 0.20% | 201K | $1.3M | +115,997 (+136.1%) | June 30, 2026 |
| 16 | Citadel Advisors Llc | 0.17% | 173K | $1.1M | +173,041 (0.0%) | June 30, 2026 |
| 17 | Muzinich & Co Inc | 0.17% | 172K | $1.1M | +192 (+0.1%) | June 30, 2026 |
| 18 | NewEdge Investment Solutions | 0.17% | 169K | $1.1M | −9,123 (−5.1%) | June 30, 2026 |
| 19 | Bank of America Corp | 0.17% | 164K | $1.1M | +109,075 (+198.1%) | June 30, 2026 |
| 20 | Millennium Management LLC | 0.16% | 157K | $1.0M | −4,421 (−2.7%) | June 30, 2026 |
Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 14 holders added 3.4M shares and 5 cut 789K.
PFLT top mutual fund and ETF holders
15 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | Invesco KBW High Dividend Yld Fincl ETF | 1.81% | 1.8M | $11.7M | — | September 30, 2026 |
| 2 | VanEck BDC Income ETF | 1.80% | 1.8M | $11.6M | — | September 30, 2026 |
| 3 | Putnam BDC Income ETF | 0.74% | 739K | $4.8M | −3,412 (−0.5%) | September 30, 2026 |
| 4 | GraniteShares HIPS US High Income ETF | 0.37% | 371K | $2.4M | — | September 30, 2026 |
| 5 | iShares Listed Private Eq ETF USD Dist | 0.36% | 357K | $2.3M | — | September 30, 2026 |
| 6 | Accelerate Divers Crdt Inc ETF CAD H | 0.14% | 143K | $929,713 | +6,236 (+4.6%) | September 30, 2026 |
| 7 | FID DC L&G Diversified Fund | 0.13% | 130K | $849,555 | −20,165 (−13.4%) | August 31, 2026 |
| 8 | Sound Enhanced Fixed Income ETF | 0.10% | 103K | $672,704 | — | September 30, 2026 |
| 9 | Virtus Private Credit ETF | 0.08% | 78K | $506,908 | — | September 30, 2026 |
| 10 | FID DC L&G Retirement Income MA Fund | 0.04% | 36K | $231,281 | +1,303 (+3.8%) | September 30, 2026 |
| 11 | Movestic Global Investmentbolag | 0.03% | 28K | $179,552 | — | September 30, 2026 |
| 12 | Mediobanca SICAV PE Strat C | 0.02% | 18K | $117,532 | — | August 31, 2026 |
| 13 | FID DC L&G Multi Asset Fund | <0.01% | 1,944 | $12,655 | −135 (−6.5%) | June 30, 2026 |
| 14 | Counsel Global Listed Private Eq Pl A | <0.01% | 1,063 | $6,920 | +126 (+13.4%) | July 31, 2026 |
| 15 | WHITEWOLF Publicly Listed Priv Eq ETF | <0.01% | 76 | $495 | — | September 30, 2026 |
Funds report holdings monthly or quarterly; dates differ by fund.
PFLT insider transactions
latest 4| Date | Name | Transaction | Price | Shares | Value |
|---|---|---|---|---|---|
| 2026-03-11 | Richard T Allorto Jr | Buy | $8.15 | 15,000 | $122,250 |
| 2026-02-19 | Jose A Briones | Buy | $8.48 | 5,895 | $49,990 |
| 2025-05-21 | Jose A Briones | Buy | $10.13 | 1,480 | $14,992 |
| 2025-05-14 | Jose A Briones | Buy | $10.15 | 9,840 | $99,876 |
Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.
PFLT shares outstanding
Year-end shares outstanding, adjusted for splits.
Who owns PFLT
Institutional investors own 21.8% of PennantPark Floating Rate Capital's shares and insiders 0.89%. The largest holder is Sound Income Strategies with 5.26% of the shares (5.2M), as of June 30, 2026. Among the top 20 institutions, 14 added shares and 5 reduced their stake in the latest filings. Short interest is 3.77% of the float, or 5.19 days of average trading volume. The share count rose 566.0% since 2014.
Related: PFLT analyst forecast, PFLT key metrics, PFLT dividend history. See the PFLT stock overview for the latest quote and news.
PFLT ownership FAQ
Who owns the most PennantPark Floating Rate Capital stock?
The largest shareholders of PennantPark Floating Rate Capital are Sound Income Strategies (5.26%), UBS Group AG (3.11%), Van Eck Associates Corporation (2.49%), Amvescap Plc. (1.81%), Altshuler Shaham Ltd (1.04%).
What percentage of PennantPark Floating Rate Capital is owned by institutions?
Institutions hold 21.8% of PennantPark Floating Rate Capital's shares outstanding; insiders hold 0.89%.
Which funds own PennantPark Floating Rate Capital?
The largest fund holders of PennantPark Floating Rate Capital are Invesco KBW High Dividend Yld Fincl ETF (1.81%), VanEck BDC Income ETF (1.80%), Putnam BDC Income ETF (0.74%), GraniteShares HIPS US High Income ETF (0.37%), iShares Listed Private Eq ETF USD Dist (0.36%).
What is PennantPark Floating Rate Capital's short interest?
1.1M shares of PennantPark Floating Rate Capital were sold short, 3.77% of the float; at the average daily volume it would take 5.19 days to cover.
Are insiders buying or selling PennantPark Floating Rate Capital?
Of the latest 4 reported insider transactions in PennantPark Floating Rate Capital (since May 14, 2025), 4 were purchases and 0 were sales.
How many shares of PennantPark Floating Rate Capital are outstanding?
PennantPark Floating Rate Capital has 99.2M shares outstanding, of which an unreported number are in the public float.