Universe Pharmaceuticals INC (UPC) Ownership

NASDAQ: UPCTop holders, insider trades and short interest.

UPC ownership summary

as of October 18, 2026
Institutions
2.2%
of shares outstanding
Insiders
88.82%
of shares outstanding
Shares outstanding
5.0M
Float
63K
shares available to trade
Short interest
0.88%
44K shares short
Days to cover
0.14
short interest down 42.2% vs prior month
  • Institutions 2.25%
  • Insiders 88.82%
  • Other investors 8.93%

UPC top institutional holders

4 largest
Universe Pharmaceuticals INC top institutional holders
#Holder% of sharesSharesValueChangeReported
1HRT FINANCIAL LLC0.34%17K$66,425+16,902 (0.0%)June 30, 2026
2UBS Group AG0.29%14K$56,462+14,367 (0.0%)June 30, 2026
3Advisor Group Holdings, Inc.0.12%6,172$24,256+6,172 (0.0%)June 30, 2026
4Caitong International Asset Management Co., Limited.<0.01%12$47+12 (0.0%)June 30, 2026

Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 4, 4 holders added 37K shares and 0 cut 0.

UPC top mutual fund and ETF holders

1 largest
Universe Pharmaceuticals INC top fund holders
#Holder% of sharesSharesValueChangeReported
1Fidelity Nasdaq Composite Index0.93%47K$184,580+46,967 (0.0%)August 31, 2026

Funds report holdings monthly or quarterly; dates differ by fund.

UPC shares outstanding

Shares outstanding

Year-end shares outstanding, adjusted for splits.

Who owns UPC

Institutional investors own 2.2% of Universe Pharmaceuticals INC's shares and insiders 88.82%. The largest holder is HRT FINANCIAL LLC with 0.34% of the shares (17K), as of June 30, 2026. Among the top 4 institutions, 4 added shares and 0 reduced their stake in the latest filings. Short interest is 0.88% of the float, or 0.14 days of average trading volume. The share count fell 97.3% since 2017.

Related: UPC key metrics. See the UPC stock overview for the latest quote and news.

UPC ownership FAQ

Who owns the most Universe Pharmaceuticals INC stock?

The largest shareholders of Universe Pharmaceuticals INC are HRT FINANCIAL LLC (0.34%), UBS Group AG (0.29%), Advisor Group Holdings, Inc. (0.12%), Caitong International Asset Management Co., Limited. (<0.01%).

What percentage of Universe Pharmaceuticals INC is owned by institutions?

Institutions hold 2.2% of Universe Pharmaceuticals INC's shares outstanding; insiders hold 88.82%.

Which funds own Universe Pharmaceuticals INC?

The largest fund holders of Universe Pharmaceuticals INC are Fidelity Nasdaq Composite Index (0.93%).

What is Universe Pharmaceuticals INC's short interest?

44K shares of Universe Pharmaceuticals INC were sold short, 0.88% of the float; at the average daily volume it would take 0.14 days to cover.

How many shares of Universe Pharmaceuticals INC are outstanding?

Universe Pharmaceuticals INC has 5.0M shares outstanding, of which 63K are in the public float.

Drug Manufacturers - Specialty & Generic: ownership