PhenixFIN Corporation (PFX) Ownership
PFX ownership summary
as of October 18, 2026- Institutions
- 17.1% of shares outstanding
- Insiders
- 28.04% of shares outstanding
- Shares outstanding
- 1.9M
- Float
- 1.4M shares available to trade
- Short interest
- 0.01% 112 shares short
- Days to cover
- 0.01 short interest down 60.3% vs prior month
- Institutions 17.13%
- Insiders 28.04%
- Other investors 54.83%
PFX top institutional holders
18 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | Adalta Capital Management LLC | 9.14% | 177K | $7.8M | +1,000 (+0.6%) | June 30, 2026 |
| 2 | American Financial Group Inc | 3.33% | 64K | $2.8M | — | June 30, 2026 |
| 3 | Morgan Stanley - Brokerage Accounts | 2.82% | 54K | $2.4M | −496 (−0.9%) | June 30, 2026 |
| 4 | Bulldog Investors, LLC | 1.00% | 19K | $846,553 | — | June 30, 2026 |
| 5 | Legal & General Group PLC | 0.78% | 15K | $666,917 | — | June 30, 2026 |
| 6 | Advisor Group Holdings, Inc. | 0.02% | 400 | $17,620 | — | June 30, 2026 |
| 7 | Hanson Mcclain Inc | 0.01% | 286 | $12,598 | — | June 30, 2026 |
| 8 | Wells Fargo & Co | 0.01% | 250 | $11,012 | −1 (−0.4%) | June 30, 2026 |
| 9 | UBS Group AG | 0.01% | 130 | $5,726 | −358 (−73.4%) | June 30, 2026 |
| 10 | IFG Advisory, LLC | <0.01% | 7 | $308 | +7 (0.0%) | June 30, 2026 |
| 11 | U.S. Bancorp | <0.01% | 3 | $132 | — | June 30, 2026 |
| 12 | Sound Income Strategies | 0.00% | — | — | −78 (−100.0%) | June 30, 2026 |
| 13 | 22NW, LP | 0.00% | — | — | −43,115 (−100.0%) | June 30, 2026 |
| 14 | Royal Bank of Canada | 0.00% | — | — | −50 (−100.0%) | March 31, 2026 |
| 15 | Archer Investment Corporation | 0.00% | — | — | −126 (−100.0%) | June 30, 2026 |
| 16 | Mccormack Advisors International | 0.00% | — | — | −11 (−100.0%) | June 30, 2026 |
| 17 | Legacy Wealth Managment, LLC/ID | 0.00% | — | — | −200 (−100.0%) | June 30, 2026 |
| 18 | Bank of America Corp | 0.00% | — | — | −108 (−100.0%) | March 31, 2026 |
Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 18, 2 holders added 1,007 shares and 10 cut 45K.
PFX top mutual fund and ETF holders
4 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | High Income Securities | 1.00% | 19K | $846,553 | — | May 31, 2026 |
| 2 | FID DC L&G Diversified Fund | 0.13% | 2,545 | $112,107 | −268 (−9.5%) | August 31, 2026 |
| 3 | FID DC L&G Retirement Income MA Fund | 0.03% | 639 | $28,148 | −43 (−6.3%) | June 30, 2026 |
| 4 | FID DC L&G Multi Asset Fund | <0.01% | 36 | $1,586 | −5 (−12.2%) | June 30, 2026 |
Funds report holdings monthly or quarterly; dates differ by fund.
PFX insider transactions
latest 20| Date | Name | Transaction | Price | Shares | Value |
|---|---|---|---|---|---|
| 2026-03-03 | Howard Amster | Buy | $42.56 | 11,500 | $489,440 |
| 2025-12-24 | David A Lorber | Buy | $46.05 | 572 | $26,341 |
| 2025-12-23 | David A Lorber | Buy | $45.59 | 133 | $6,063 |
| 2025-12-23 | Ellida Mcmillan | Buy | $45.33 | 150 | $6,800 |
| 2025-12-22 | David A Lorber | Buy | $45.44 | 1,000 | $45,440 |
| 2025-12-22 | Ellida Mcmillan | Buy | $45.00 | 6 | $270 |
| 2025-12-17 | David A Lorber | Buy | $44.74 | 908 | $40,624 |
| 2025-12-17 | Ellida Mcmillan | Buy | $44.00 | 37 | $1,628 |
| 2025-12-16 | David A Lorber | Buy | $44.45 | 138 | $6,134 |
| 2025-12-15 | David A Lorber | Buy | $44.33 | 100 | $4,433 |
| 2025-09-23 | Ellida Mcmillan | Buy | $47.75 | 248 | $11,842 |
| 2025-09-17 | Lowell W Robinson | Buy | $48.26 | 44 | $2,123 |
| 2025-09-16 | Lowell W Robinson | Buy | $48.09 | 86 | $4,136 |
| 2025-09-12 | Lowell W Robinson | Buy | $48.09 | 100 | $4,809 |
| 2025-09-11 | Lowell W Robinson | Buy | $48.05 | 162 | $7,784 |
| 2025-09-10 | Lowell W Robinson | Buy | $48.05 | 34 | $1,634 |
| 2025-09-09 | Lowell W Robinson | Buy | $48.17 | 250 | $12,042 |
| 2025-09-05 | David A Lorber | Buy | $48.93 | 100 | $4,893 |
| 2025-09-05 | Lowell W Robinson | Buy | $48.15 | 49 | $2,359 |
| 2025-09-04 | David A Lorber | Buy | $48.41 | 300 | $14,523 |
Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.
PFX shares outstanding
Year-end shares outstanding, adjusted for splits.
Who owns PFX
Institutional investors own 17.1% of PhenixFIN's shares and insiders 28.04%. The largest holder is Adalta Capital Management LLC with 9.14% of the shares (177K), as of June 30, 2026. Among the top 18 institutions, 2 added shares and 10 reduced their stake in the latest filings. Short interest is 0.01% of the float, or 0.01 days of average trading volume. The share count fell 31.8% since 2014.
Related: PFX analyst forecast, PFX key metrics, PFX dividend history. See the PFX stock overview for the latest quote and news.
PFX ownership FAQ
Who owns the most PhenixFIN stock?
The largest shareholders of PhenixFIN are Adalta Capital Management LLC (9.14%), American Financial Group Inc (3.33%), Morgan Stanley - Brokerage Accounts (2.82%), Bulldog Investors, LLC (1.00%), Legal & General Group PLC (0.78%).
What percentage of PhenixFIN is owned by institutions?
Institutions hold 17.1% of PhenixFIN's shares outstanding; insiders hold 28.04%.
Which funds own PhenixFIN?
The largest fund holders of PhenixFIN are High Income Securities (1.00%), FID DC L&G Diversified Fund (0.13%), FID DC L&G Retirement Income MA Fund (0.03%), FID DC L&G Multi Asset Fund (<0.01%).
What is PhenixFIN's short interest?
112 shares of PhenixFIN were sold short, 0.01% of the float; at the average daily volume it would take 0.01 days to cover.
Are insiders buying or selling PhenixFIN?
Of the latest 20 reported insider transactions in PhenixFIN (since September 4, 2025), 20 were purchases and 0 were sales.
How many shares of PhenixFIN are outstanding?
PhenixFIN has 1.9M shares outstanding, of which 1.4M are in the public float.