Saratoga Investment Corp. (SAR) Ownership
SAR ownership summary
as of October 18, 2026- Institutions
- 11.7% of shares outstanding
- Insiders
- 14.33% of shares outstanding
- Shares outstanding
- 15.6M
- Float
- 13.6M shares available to trade
- Short interest
- 4.42% 628K shares short
- Days to cover
- 4.39 short interest down 15.6% vs prior month
- Institutions 11.73%
- Insiders 14.33%
- Other investors 73.94%
SAR top institutional holders
20 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | Lido Advisors, LLC | 1.14% | 182K | $2.8M | −17,620 (−8.8%) | June 30, 2026 |
| 2 | Private Advisor Group, LLC | 0.92% | 147K | $2.2M | −18,458 (−11.2%) | June 30, 2026 |
| 3 | Legal & General Group PLC | 0.89% | 141K | $2.2M | +18,288 (+14.9%) | June 30, 2026 |
| 4 | Hennion & Walsh Asset Management Inc | 0.80% | 127K | $1.9M | −10,635 (−7.7%) | June 30, 2026 |
| 5 | Advisors Asset Management | 0.76% | 122K | $1.9M | +15,010 (+14.1%) | June 30, 2026 |
| 6 | International Assets Investment Management, LLC | 0.73% | 116K | $1.8M | +33,605 (+40.8%) | June 30, 2026 |
| 7 | LPL Financial Corp | 0.70% | 112K | $1.7M | −2,086 (−1.8%) | June 30, 2026 |
| 8 | Palogic Value Management LP | 0.59% | 93K | $1.4M | +46,680 (+100.0%) | June 30, 2026 |
| 9 | Wells Fargo & Co | 0.53% | 85K | $1.3M | −188 (−0.2%) | June 30, 2026 |
| 10 | Ethos Financial Group LLC | 0.36% | 57K | $866,086 | +3,687 (+7.0%) | June 30, 2026 |
| 11 | Janney Montgomery Scott LLC | 0.35% | 56K | $860,325 | +45,901 (+447.6%) | June 30, 2026 |
| 12 | BlackRock Inc | 0.33% | 53K | $815,959 | −1,335 (−2.4%) | June 30, 2026 |
| 13 | Citadel Advisors Llc | 0.32% | 51K | $773,767 | +27,204 (+116.7%) | June 30, 2026 |
| 14 | Wealthcare Advisory Partners LLC | 0.31% | 49K | $752,840 | −1,432 (−2.8%) | June 30, 2026 |
| 15 | CAMBRIDGE Invest RESEARCH ADVISORS, INC. | 0.29% | 46K | $710,817 | +22,422 (+93.5%) | June 30, 2026 |
| 16 | Next Level Private LLC | 0.27% | 44K | $666,834 | — | June 30, 2026 |
| 17 | Morgan Stanley - Brokerage Accounts | 0.26% | 42K | $639,043 | +13,427 (+47.5%) | June 30, 2026 |
| 18 | Jb Capital Partners LP | 0.21% | 34K | $518,536 | — | June 30, 2026 |
| 19 | The Colony Group LLC | 0.20% | 31K | $481,676 | +3,732 (+13.5%) | June 30, 2026 |
| 20 | XTX Topco Ltd | 0.16% | 25K | $382,065 | +14,860 (+147.4%) | June 30, 2026 |
Value at the latest close. Change = shares bought or sold in the latest quarterly filing (13F). In the top 20, 11 holders added 245K shares and 7 cut 52K.
SAR top mutual fund and ETF holders
8 largest| # | Holder | % of shares | Shares | Value | Change | Reported |
|---|---|---|---|---|---|---|
| 1 | iShares Listed Private Eq ETF USD Dist | 0.31% | 50K | $759,320 | — | September 30, 2026 |
| 2 | Virtus Private Credit ETF | 0.20% | 32K | $492,078 | — | September 30, 2026 |
| 3 | BankInvest Børsnoterede Alt. Akk. W | 0.17% | 27K | $414,054 | — | March 31, 2026 |
| 4 | FID DC L&G Diversified Fund | 0.14% | 23K | $345,834 | −3,668 (−14.0%) | August 31, 2026 |
| 5 | FID DC L&G Retirement Income MA Fund | 0.04% | 5,988 | $91,736 | +27 (+0.5%) | September 30, 2026 |
| 6 | Counsel Global Listed Private Eq Pl A | <0.01% | 778 | $11,919 | +41 (+5.6%) | July 31, 2026 |
| 7 | WHITEWOLF Publicly Listed Priv Eq ETF | <0.01% | 359 | $5,500 | — | September 30, 2026 |
| 8 | FID DC L&G Multi Asset Fund | <0.01% | 339 | $5,193 | +5 (+1.5%) | June 30, 2026 |
Funds report holdings monthly or quarterly; dates differ by fund.
SAR insider transactions
latest 1| Date | Name | Transaction | Price | Shares | Value |
|---|---|---|---|---|---|
| 2023-05-04 | Christian L Oberbeck | Buy | $23.81 | 2,000 | $47,620 |
Reported trades by company officers, directors and other filers (including disclosures by members of Congress where EODHD lists them). "—" where the filing gives no share count.
SAR shares outstanding
Year-end shares outstanding, adjusted for splits.
Who owns SAR
Institutional investors own 11.7% of Saratoga Investment's shares and insiders 14.33%. The largest holder is Lido Advisors, LLC with 1.14% of the shares (182K), as of June 30, 2026. Among the top 20 institutions, 11 added shares and 7 reduced their stake in the latest filings. Short interest is 4.42% of the float, or 4.39 days of average trading volume. The share count rose 199.4% since 2014.
Related: SAR analyst forecast, SAR key metrics, SAR dividend history. See the SAR stock overview for the latest quote and news.
SAR ownership FAQ
Who owns the most Saratoga Investment stock?
The largest shareholders of Saratoga Investment are Lido Advisors, LLC (1.14%), Private Advisor Group, LLC (0.92%), Legal & General Group PLC (0.89%), Hennion & Walsh Asset Management Inc (0.80%), Advisors Asset Management (0.76%).
What percentage of Saratoga Investment is owned by institutions?
Institutions hold 11.7% of Saratoga Investment's shares outstanding; insiders hold 14.33%.
Which funds own Saratoga Investment?
The largest fund holders of Saratoga Investment are iShares Listed Private Eq ETF USD Dist (0.31%), Virtus Private Credit ETF (0.20%), BankInvest Børsnoterede Alt. Akk. W (0.17%), FID DC L&G Diversified Fund (0.14%), FID DC L&G Retirement Income MA Fund (0.04%).
What is Saratoga Investment's short interest?
628K shares of Saratoga Investment were sold short, 4.42% of the float; at the average daily volume it would take 4.39 days to cover.
Are insiders buying or selling Saratoga Investment?
Of the latest 1 reported insider transactions in Saratoga Investment (since May 4, 2023), 1 were purchases and 0 were sales.
How many shares of Saratoga Investment are outstanding?
Saratoga Investment has 15.6M shares outstanding, of which 13.6M are in the public float.